MFDA Hearing Panel issues Decision and Reasons in the matter of Thomas Arseneau
TORONTO, Dec. 12, 2012 /CNW/ - A Hearing Panel of the MFDA's Atlantic Regional Council has issued its Decision and Reasons in connection with the MFDA disciplinary hearing held in Fredericton, New Brunswick in the matter of Thomas G. Arseneau.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 117 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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