MFDA Hearing Panel issues Reasons for Decision in the matter of Douglas A. Lawson
TORONTO, Nov. 6, 2012 /CNW/ - A Hearing Panel of the Central Regional Council of the MFDA has issued its Reasons for Decision in connection with the settlement hearing held in Toronto, Ontario on June 19, 2012 in the matter of Douglas A. Lawson .
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 119 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
More by this Source
MFDA Hearing Panel issues Reasons for Decision in the matter of Omar Hayat
May 22, 2013, 17:41 ET
MFDA makes Orders against W. H. Stuart Mutuals Ltd. and Marilyn Dianne Stuart
May 22, 2013, 10:30 ET
MFDA announces disciplinary proceeding in respect of Barbara Man
May 21, 2013, 17:05 ET
Browse our custom packages or build your own to meet your unique communications needs.
Learn about PR Newswire services
Request more information about PR Newswire products and services or call us at (888) 776-0942.