MFDA Hearing Panel issues Reasons for Decision in the matter of Wei William Zhang
TORONTO, Oct. 30, 2013 /CNW/ - A Hearing Panel of the MFDA's Central Regional Council has issued its Reasons for Decision in connection with a disciplinary hearing held in Toronto, Ontario on October 1, 2013 in the matter of Wei William Zhang (the "Respondent").
A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in the Greater Toronto Area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE Mutual Fund Dealers Association of Canada
More by this Source
MFDA announces disciplinary proceeding in respect of Peter Izzio
Dec 20, 2013, 15:57 ET
MFDA issues Notice of Settlement Hearing in respect of Duane Roy
Dec 20, 2013, 15:48 ET
MFDA announces disciplinary proceeding in respect of Mervyn Fried
Dec 19, 2013, 17:14 ET
Browse our custom packages or build your own to meet your unique communications needs.
Learn about PR Newswire services
Request more information about PR Newswire products and services or call us at (888) 776-0942.