LONDONDERRY, N.H., March 21, 2017 /PRNewswire/ -- NCS Regulatory Compliance is pleased to announce Andrew J. "Buddy" Donohue as their Keynote Speaker for Compliance Conference 2017, held June 21-23 at the Eau Palm Beach Resort and Spa in Manalapan, Florida. Andrew was the SEC's Chief of Staff from 2015 to 2017 and Director of the Division of Investment Management from 2006 to 2010. His extensive experience includes senior leadership roles at leading financial services firms, including Investment Company General Counsel at Goldman Sachs from 2012 to 2015, Global General Counsel at Merrill Lynch Investment Managers from 2003 to 2006 and Executive Vice President and General Counsel at OppenheimerFunds, Inc. from 1991 to 2001.
Mr. Donohue has over 40 years of securities law experience and will share his thoughts and insights on the regulatory environment with attendees. "We are honored to have Buddy kick off a robust two-day agenda this year. His experience with the SEC, deep knowledge of the securities laws, and broad market expertise will bring to the fore the key issues confronted by Investment Advisors and Broker Dealers," said Mark Alcaide, Partner and Chief Operating Officer of NCS Regulatory Compliance.
Mark continues: "NCS Regulatory Compliance is committed to continuously enhancing our educational offerings, and with keynote speakers like Buddy, other senior regulators and industry experts, this conference underscores that commitment. We look forward to reconnecting with many of our current clients, as well as introducing our firm to those looking for compliance education and assistance".
Compliance Conference 2017 is a unique opportunity for compliance teams and decision makers to come together with industry experts, peers and regulators to discuss proactive compliance strategies, identify how rules impact a firm's business and discover best practices for building a stronger compliance program. To learn more, visit www.ComplianceConference2017.com.
About NCS Regulatory Compliance
The result of a merger, NCS Regulatory Compliance unites two of the nation's longest-serving regulatory compliance leaders – National Compliance Services, Inc. and Regulatory Compliance, LLC. Each with more than 20 years of experience in the registration and compliance consulting space, NCS Regulatory Compliance offers deep expertise and proven compliance knowledge for investment advisers and broker-dealers. NCS Regulatory Compliance's experts remain on the cutting edge, leveraging decades of experience and best-in-class technologies to simplify the registration process and management of ongoing compliance requirements. For more information, visit www.ncscregcomp.com.
Contact: Caroline Kirkfield-Chick
NCS Regulatory Compliance
Phone: (603) 437-7233
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SOURCE NCS Regulatory Compliance