Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED - AND - IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA - AND - IN THE MATTER OF THE UNIVERSAL MARKET INTEGRITY RULES - AND - IN THE MATTER OF TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI, CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP
TORONTO, July 22, 2013 /CNW/ - The Commission issued its Reasons and Decision in the above named matter.
A copy of the Reasons and Decision dated July 19, 2013 is available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SOURCE Ontario Securities Commission