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Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5, AS AMENDED - AND - IN THE MATTER OF DAVID M. O'BRIEN

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TORONTO, July 23, 2013 /CNW/ - The Commission issued an Order in the above named matter which provides that:

  1. a confidential pre-hearing conference shall take place on September 30, 2013 at 10:00 a.m.;

  2. O'Brien shall file and serve any materials on which he intends to rely at the pre-hearing conference by September 23, 2013; and

  3. the records from the July 18, 2013 and September 30, 2013 confidential pre-hearing conferences shall be sealed and treated as confidential pursuant to subsection 9(1) of the SPPA and rule 8.1 and subrule 5.2(1) of the Rules of Procedure.

The pre-hearing conference will be in camera.

A copy of the Order dated July 18, 2013 is available at


SOURCE Ontario Securities Commission

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