Tetragon Financial Group Limited (TFG) U.S.
Shareholders Tax Reporting Information

 

    TFG will provide to self-identified U.S. shareholders of TFG for the 2013 calendar
year, on a confidential basis only, information necessary for such a shareholder to
satisfy its U.S. federal income tax filing obligations, including such information
necessary to make qualified electing fund (QEF) elections under the U.S. tax rules for
Passive Foreign Investment Companies (PFICs).

    Any such shareholders who wish to receive this confidential information should provide
their contact details to TFG's Investor Relations department at the contact details below.

    TFG will use reasonable efforts to provide information with respect to underlying
portfolio companies that it has reasonably determined to be PFICs. Although estimates of
such underlying PFIC information may be provided earlier, TFG may not be able to provide
actual underlying PFIC information in advance of the April 15 tax return deadline
applicable to most individual U.S. taxpayers, and so such shareholders may wish to request
an extension of their tax filing deadline. In addition, TFG will not accept any liability
for the accuracy or completeness of any such provided information.

    About Tetragon:

    TFG is a Guernsey closed-ended company traded on NYSE Euronext in Amsterdam under the
ticker symbol "TFG" that aims to provide stable returns to investors across various
credit, equity, interest rate and real estate cycles. The company maintains two key
business segments: an investment portfolio and an asset-management platform. Both segments
cover a broad range of assets including bank loans, real estate, equities, credit and
convertible bonds. For further information, please contact:

    This release does not contain or constitute an offer to sell or a solicitation of an
offer to purchase securities in the United States or any other jurisdiction. The
securities of TFG have not been and will not be registered under the US Securities Act of
1933 (the "Securities Act"), as amended, and may not be offered or sold in the United
States or to US persons unless they are registered under applicable law or exempt from
registration. TFG does not intend to register any portion of its securities in the United
States or to conduct a public offer of securities in the United States. In addition, TFG
has not been and will not be registered under the US Investment Company Act of 1940, and
investors will not be entitled to the benefits of such Act. TFG is registered in the
public register of the Netherlands Authority for the Financial Markets under Section 1:107
of the Financial Markets Supervision Act ("FMSA") as a collective investment scheme from a
designated country.

<pre>
    TFG:
    David Wishnow/Greg Wadsworth
    Investor Relations
    ir@tetragoninv.com

    Press Inquiries:
    Brunswick Group
    Andrew Garfield
    +44-20-7404-5959
    tetragon@brunswickgroup.com
</pre>
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