News from alberta securities commission A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Dec 23, 2014, 16:25 ET

ASC alleges illegal distributions, misrepresentations, and fraud by St. Albert man

CALGARY, Dec. 23, 2014 /CNW/ - Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Optam Holdings Inc.,...

Dec 23, 2014, 15:10 ET

ASC sanctions Deborah Burns McKenzie and Christopher John McKenzie for illegal trades and misrepresentations

CALGARY, Dec. 23, 2014 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Deborah Burns McKenzie and Christopher John McKenzie (the...

Dec 16, 2014, 17:02 ET

ASC sanctions Neil Alan Lymer, Tri-Corp Canada Investments Inc. and 1351368 Alberta Ltd.

CALGARY, Dec. 16, 2014 /CNW/ - The Alberta Securities Commission (ASC) has found that Neil Alan Lymer, Tri-Corp Canada Investments Inc. and 1351368...

Dec 04, 2014, 15:00 ET

ASC settles with Calgary businessman Gordon Mak

CALGARY, Dec. 4, 2014 /CNW/ - The Alberta Securities Commission (ASC) and Gordon Mak have agreed to settle allegations made by ASC staff...

Dec 02, 2014, 14:29 ET

ASC permanently bans 2 Wongs Make It Right Enterprises from capital market

CALGARY, Dec. 2, 2014 /CNW/ - The Alberta Securities Commission (ASC) has found that 2 Wongs Make It Right Enterprises Ltd., 1409779 Alberta...

Nov 20, 2014, 17:50 ET

ASC issues blanket order regarding private placements to permitted clients

CALGARY, Nov. 20, 2014 /CNW/ - The Alberta Securities Commission (ASC) has implemented Blanket Order 45-514 Certain Private Placements...

Nov 10, 2014, 18:41 ET

Court of Appeal dismisses leave application

CALGARY, Nov. 10, 2014 /CNW/ - The Court of Appeal of Alberta has dismissed an application for permission to appeal a Court of Queen's Bench...

Oct 31, 2014, 18:18 ET

ASC seeks sanctions against Deborah Burns McKenzie and Christopher John McKenzie

CALGARY, Oct. 31, 2014 /CNW/ - The Alberta Securities Commission (ASC) will convene a hearing at 9:30 a.m. on Wednesday, November 19, 2014 to...

Oct 30, 2014, 17:47 ET

ASC issues partial variation to Crossroads-DMD Mortgage Investment Corporation cease trade order

CALGARY, Oct. 30, 2014 /CNW/ - The Alberta Securities Commission (ASC) has issued an order granting a partial variation of an ASC cease trade order...

Oct 29, 2014, 09:00 ET

ASC's Investor Education Month campaign warns Albertans "Don't Get Tricked" when investing

-- The Alberta Securities Commission "treats" Calgarians while educating them about how to avoid investment fraud -- CALGARY, Oct. 29, 2014 /CNW/...

Oct 28, 2014, 09:00 ET

ASC's Investor Education Month campaign warns Albertans "Don't Get Tricked" when investing

-- The Alberta Securities Commission "treats" Edmontonians while educating them about how to avoid investment fraud -- CALGARY, Oct. 28, 2014...

Oct 27, 2014, 11:00 ET

ASC seeks leave to appeal illegal insider trading case to Supreme Court of Canada

CALGARY, Oct. 27, 2014 /CNW/ - The Alberta Securities Commission has applied to the Supreme Court of Canada for leave to appeal a...

Oct 24, 2014, 10:30 ET

ASC sanctions Lawrence Zeiben, Grit International Inc. and Texas Petroleum Inc. for fraud and misrepresentation

CALGARY, Oct. 24, 2014 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Lawrence Zeiben (Zeiben) and his companies Grit...

Oct 01, 2014, 16:46 ET

ASC sanctions Platinum Equities Inc. and connected entity for fraud

CALGARY, Oct.1, 2014 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Platinum Equities Inc. and Platinum 5 Acres and a Mule Limited...

Sep 11, 2014, 18:22 ET

ASC reaches settlement agreement with Ryan James McCool

CALGARY, Sept. 11, 2014 /CNW/ - The Alberta Securities Commission (ASC) has concluded a settlement agreement with Alberta resident Ryan James...

Sep 08, 2014, 18:30 ET

ASC reciprocates bans against Ronald Ovenden, New Solutions Capital Inc., New Solutions Financial Corporation and New Solutions Financial (II) Corporation

CALGARY, Sept. 8, 2014 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated certain sanctions the Ontario Securities Commission (OSC)...

Sep 04, 2014, 16:53 ET

ASC alleges illegal trades and distributions by Global Social Capital Partners, Inc. and John Byron Rochard

CALGARY, Sept. 4, 2014 /CNW/ - Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Global Social Capital...

Sep 04, 2014, 16:00 ET

ASC sanctions Sherry Hagerty for making an untrue statement to ASC investigators

CALGARY, Sept. 4, 2014 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Sherry Hagerty for making an untrue statement to ASC...

Aug 29, 2014, 18:08 ET

Alberta Court of Appeal upholds ASC illegal insider trading decision against Bert Holtby and Randy Kowalchuk, grants appeals by Kenneth Burdeyney, Gayle Walton and John Shepert

CALGARY, Aug. 29, 2014 /CNW/ - The Alberta Court of Appeal has released its reasons for dismissing appeals brought by John Herbert Holtby and...

Aug 22, 2014, 15:28 ET

Court of Queen's Bench upholds ruling that Securities Act fraud provisions constitutional

CALGARY, Aug. 22, 2014 /CNW/ - The Court of Queen's Bench of Alberta has upheld a Provincial Court ruling that Securities Act (Alberta)...