News from alberta securities commission A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Mar 02, 2015, 10:00 ET

Alberta Securities Commission helps Albertans to avoid getting burned when investing

Checkfirst.ca campaign offers morning coffee and advice, on the house CALGARY, March 2, 2015 /CNW/ - The Alberta Securities Commission (ASC)...

Feb 27, 2015, 13:40 ET

ASC reciprocates bans against IAC-Independent Academies Canada, Micron Systems, Theodore Everett, Leonard Ralph and Robert Duke

CALGARY, Feb. 27, 2015 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated certain sanctions the British Columbia Securities...

Feb 25, 2015, 15:31 ET

ASC dismisses illegal insider trading allegations against Calvalley Petroleum and others

CALGARY, Feb. 25, 2015 /CNW/ - The Alberta Securities Commission (ASC) has dismissed allegations of illegal insider trading against Calvalley...

Feb 23, 2015, 17:37 ET

ASC settles with Dean Gorenc and UrbanStar capital companies

CALGARY, Feb. 23, 2015 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with Calgary resident Dean Frank...

Feb 12, 2015, 10:45 ET

ASC sanctions Robert Baker for Multi-Corp. International's failure to comply with cease trade order

CALGARY, Feb. 12, 2015 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Robert Baker for Multi-Corp. International's failure to...

Feb 06, 2015, 15:00 ET

ASC alleges Poseidon executives overstated the company's revenue

CALGARY, Feb. 6, 2015 /CNW/ - Alberta Securities Commission (ASC) staff  have issued a Notice of Hearing alleging that Poseidon Concepts...

Jan 29, 2015, 16:43 ET

ASC reciprocates bans against HEIR Home Equity Investment Rewards, other entities, Archibald Robertson, Brent Borland, Wayne D. Robbins and Marco Caruso

CALGARY, Jan. 29, 2015 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated certain sanctions the Ontario Securities Commission...

Jan 28, 2015, 14:09 ET

ASC issues partial variation of Cambrian Strathcona Trust cease trade order

CALGARY, Jan. 28, 2015 /CNW/ - The Alberta Securities Commission (ASC) has issued an order dated January 27, 2015 granting a partial variation of...

Jan 26, 2015, 13:17 ET

Securities Act investigative provisions constitutional

CALGARY, Jan. 26, 2015 /CNW/ - Court of Queen's Bench Justice C.S. Anderson has ruled that Securities Act (Alberta) provisions...

Jan 15, 2015, 13:31 ET

Rosehall Exempt Market Solutions and Harpreet (Harris) Thiara surrender registration to ASC

CALGARY, Jan. 15, 2015 /CNW/ - The Alberta Securities Commission (ASC) has accepted the surrender applications of Rosehall Exempt Market Solutions...

Jan 09, 2015, 18:27 ET

ASC alleges Ronald Cadman and Travis Cadman breached undertaking

CALGARY, Jan. 9, 2015 /CNW/ - Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Ronald William Cadman and...

Dec 23, 2014, 16:25 ET

ASC alleges illegal distributions, misrepresentations, and fraud by St. Albert man

CALGARY, Dec. 23, 2014 /CNW/ - Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Optam Holdings Inc.,...

Dec 23, 2014, 15:10 ET

ASC sanctions Deborah Burns McKenzie and Christopher John McKenzie for illegal trades and misrepresentations

CALGARY, Dec. 23, 2014 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Deborah Burns McKenzie and Christopher John McKenzie (the...

Dec 16, 2014, 17:02 ET

ASC sanctions Neil Alan Lymer, Tri-Corp Canada Investments Inc. and 1351368 Alberta Ltd.

CALGARY, Dec. 16, 2014 /CNW/ - The Alberta Securities Commission (ASC) has found that Neil Alan Lymer, Tri-Corp Canada Investments Inc. and 1351368...

Dec 04, 2014, 15:00 ET

ASC settles with Calgary businessman Gordon Mak

CALGARY, Dec. 4, 2014 /CNW/ - The Alberta Securities Commission (ASC) and Gordon Mak have agreed to settle allegations made by ASC staff...

Dec 02, 2014, 14:29 ET

ASC permanently bans 2 Wongs Make It Right Enterprises from capital market

CALGARY, Dec. 2, 2014 /CNW/ - The Alberta Securities Commission (ASC) has found that 2 Wongs Make It Right Enterprises Ltd., 1409779 Alberta...

Nov 20, 2014, 17:50 ET

ASC issues blanket order regarding private placements to permitted clients

CALGARY, Nov. 20, 2014 /CNW/ - The Alberta Securities Commission (ASC) has implemented Blanket Order 45-514 Certain Private Placements...

Nov 10, 2014, 18:41 ET

Court of Appeal dismisses leave application

CALGARY, Nov. 10, 2014 /CNW/ - The Court of Appeal of Alberta has dismissed an application for permission to appeal a Court of Queen's Bench...

Oct 31, 2014, 18:18 ET

ASC seeks sanctions against Deborah Burns McKenzie and Christopher John McKenzie

CALGARY, Oct. 31, 2014 /CNW/ - The Alberta Securities Commission (ASC) will convene a hearing at 9:30 a.m. on Wednesday, November 19, 2014 to...

Oct 30, 2014, 17:47 ET

ASC issues partial variation to Crossroads-DMD Mortgage Investment Corporation cease trade order

CALGARY, Oct. 30, 2014 /CNW/ - The Alberta Securities Commission (ASC) has issued an order granting a partial variation of an ASC cease trade order...