News from alberta securities commission A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Jul 17, 2014, 16:33 ET

ASC reciprocates bans against Won Sang Shen Cho (a.k.a. Craig Cho), doing business as Chosen Media and Groops Media

CALGARY, July 17, 2014 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated certain sanctions the British Columbia Securities...

Jul 11, 2014, 17:49 ET

ASC alleges misrepresentations and illegal distributions against Atlantic Tides Inc.

CALGARY, July 11, 2014 /CNW/ - Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Atlantic Tides...

Jun 23, 2014, 15:36 ET

ASC alleges Neil Chandran and Energy TV Inc. perpetrated a fraud

CALGARY, June 23, 2014 /CNW/ - Alberta Securities Commission (ASC) staff have issued a notice of hearing alleging Neil Chandran and Energy TV...

Jun 20, 2014, 12:04 ET

ASC dismisses illegal insider trading allegations against Sherry Hagerty and Gary Hagerty

Sherry Hagerty found to have made untrue statement to ASC investigators CALGARY, June 20, 2014 /CNW/ - The Alberta Securities Commission (ASC)...

Jun 11, 2014, 11:29 ET

Neil Andrew McDonald pleads guilty to fraud in Provincial Court

CALGARY, June 11, 2014 /CNW/ - Neil Andrew McDonald pled guilty on June 9, 2014 to three counts of fraud in the Provincial Court of...

Feb 14, 2014, 10:50 ET

ASC reciprocates bans against Beryl Henderson

CALGARY, Feb. 14, 2014 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated bans the Ontario Securities Commission (OSC) imposed...

Feb 04, 2014, 11:06 ET

ASC reaches settlement agreement with Patrick Lough, Lynda Davidson, Wayne Barnes and Mountain Shores Land Ventures Ltd.

CALGARY, Feb. 4, 2014 /CNW/ - The Alberta Securities Commission (ASC) has concluded a settlement agreement with Patrick Lough, Lynda Davidson,...

Jan 31, 2014, 14:00 ET

ASC seeks to reciprocate orders against FactorCorp Inc., FactorCorp Financial Inc. and Mark Twerdun

CALGARY, Jan. 31, 2014 /CNW/ - Alberta Securities Commission (ASC) staff are seeking to reciprocate an order imposed by the Ontario Securities...

Jan 31, 2014, 12:14 ET

ASC seeks to reciprocate bans against Frederick Lawrence Marlatt and Michael Wallace Minor

CALGARY, Jan. 31, 2014 /CNW/ - Alberta Securities Commission (ASC) staff are seeking to reciprocate an order imposed by the British Columbia...

Jan 28, 2014, 12:21 ET

Investor Alert: 'Recovery Room' scheme targeting Morgan Dragon Development Corp. investors

CALGARY, Jan. 28, 2014 /CNW/ - The Alberta Securities Commission (ASC) is warning Alberta investors of a 'recovery room' scheme that is targeting...

Jan 27, 2014, 15:28 ET

ASC publishes new rule to improve how investigators receive records

CALGARY, Jan. 27, 2014 /CNW/ - The Alberta Securities Commission (CSA) today published new ASC Rule 15-503 Production of Records (the Rule),...

Jan 27, 2014, 12:54 ET

Fowler and Schneider charged with securities fraud, warrant issued for their arrest

CALGARY, Jan. 27, 2014 /CNW/ - The Alberta Securities Commission (ASC) has charged Kenneth Charles Fowler and Douglas Wayne Schneider with fraud...

Jan 08, 2014, 13:00 ET

ASC reciprocates bans against Morgan Dragon Development Corp., John Cheong and Herman Tse

CALGARY, Jan. 8, 2014 /CNW/ - The Alberta Securities Commission (ASC) has reciprocated bans imposed by the Ontario Securities Commission (OSC)...

Jan 07, 2014, 11:39 ET

ASC sanctions Rogers Oil & Gas

CALGARY, Jan. 7, 2014 /CNW/ - The Alberta Securities Commission (ASC) has found that Rogers Oil & Gas Inc. (ROG) illegally distributed...

Jan 06, 2014, 16:56 ET

ASC rules that Ronald Cloutier and his companies committed fraud

CALGARY, Jan. 6, 2014 /CNW/ - The Alberta Securities Commission has found Alberta businessman Ronald Theodore Cloutier and his companies, Venture...

Dec 19, 2013, 18:12 ET

ASC seeks to reciprocate bans against Beryl Henderson

CALGARY, Dec. 19, 2013 /CNW/ - Alberta Securities Commission (ASC) staff are seeking to reciprocate an order imposed by the Ontario Securities...

Dec 13, 2013, 17:18 ET

Reisner and MacPherson sentenced in Provincial Court for securities breaches

CALGARY, Dec. 13, 2013 /CNW/ - Provincial Court of Alberta Judge Van Harten has handed Vendivision Inc. directors Sidney John Reisner and Gregory...

Dec 12, 2013, 16:09 ET

Investor Alert: ASC warns public about ThunderLight Entertainment

CALGARY, Dec. 12, 2013 /CNW/ - The Alberta Securities Commission (ASC) is issuing an investor alert about ThunderLight Entertainment...

Dec 10, 2013, 11:21 ET

ASC reaches settlement agreement with Rogers Gold Corp.

CALGARY, Dec. 10, 2013 /CNW/ - The Alberta Securities Commission (ASC) has concluded a settlement agreement with Rogers Gold Corp. relating to...

Dec 05, 2013, 18:00 ET

ASC files withdrawal against Poseidon Concepts Corp.

CALGARY, Dec. 5, 2013 /CNW/ - The Executive Director of the Alberta Securities Commission (ASC) has withdrawn allegations contained in a...

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