News from british columbia securities commission A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Dec 17, 2014, 17:15 ET

Securities regulator alleges North Vancouver man concealed his trading and failed to file accurate insider reports

VANCOUVER, Dec. 17, 2014 /CNW/ - The Executive Director of the British Columbia Securities Commission has issued a notice of hearing alleging that...

Dec 04, 2014, 17:00 ET

B.C. Securities Commission alleges Vancouver man defrauded two investors

VANCOUVER, Dec. 4, 2014 /CNW/ - The Executive Director of the British Columbia Securities Commission has issued a notice of...

Nov 25, 2014, 15:03 ET

B.C. securities regulator alleges illegal distribution against Kelowna cab driver

VANCOUVER, Nov. 25, 2014 /CNW/ - The Executive Director of the British Columbia Securities Commission has issued a notice of hearing alleging that...

Nov 21, 2014, 15:00 ET

B.C. resident agrees to pay $10,000 for breaching a cease trade order

VANCOUVER, Nov. 21, 2014 /CNW/ - In a settlement agreement with the British Columbia Securities Commission (BCSC), Hugh James Graham has...

Nov 20, 2014, 15:11 ET

BCSC panel finds that former registrant illegally advised on purchase of securities

VANCOUVER, Nov. 20, 2014 /CNW/ - A British Columbia Securities Commission panel has found that Roberta Merlin McIntosh (a.k.a. Bert McIntosh,...

Nov 06, 2014, 13:30 ET

B.C. Securities Commission renews campaign to fraud-proof B.C. adults

VANCOUVER, Nov. 6, 2014 /CNW/ - The B.C. Securities Commission today launched the second phase of its long-term social marketing campaign, Be Fraud...

Nov 05, 2014, 16:30 ET

BCSC panel fines Vancouver Island man $17.5 million and orders permanent market ban for fraud, misrepresentations and breach of regulatory requirements

VANCOUVER, Nov. 5, 2014 /CNW/ - A British Columbia Securities Commission panel has fined David Michael Michaels $17.5 million for illegally...

Nov 04, 2014, 15:14 ET

BCSC panel sanctions man for making false statements and trading without registration

VANCOUVER, Nov. 4, 2014 /CNW/ - A British Columbia Securities Commission panel has sanctioned Daveed Zarr (a.k.a. Asi Lalky) for making false...

Nov 03, 2014, 14:46 ET

BCSC panel sanctions legal professional for illegal insider trading

VANCOUVER, Nov. 3, 2014 /CNW/ - A British Columbia Securities Commission panel has sanctioned Weiqing Jane Jin for illegal insider trading. Jin is...

Oct 20, 2014, 11:30 ET

BCSC permanently bans B.C. man who concealed control position of shares in Over-the-Counter reporting issuer

VANCOUVER, Oct. 20, 2014 /CNW/ - In a settlement agreement with the British Columbia Securities Commission, a B.C. man has agreed to pay...

Sep 24, 2014, 14:00 ET

Swiss bank agrees to pay $850,000 for unregistered trading in B.C.

VANCOUVER, Sept. 24, 2014 /CNW/ - In a settlement agreement with the British Columbia Securities Commission, Bank Gutenberg AG, Gutenberg...

Sep 16, 2014, 15:00 ET

BCSC panel finds that real estate developer illegally distributed securities, committed fraud and breached an order

VANCOUVER, Sept. 16, 2014 /CNW/ - A British Columbia Securities Commission panel has found that two real estate developers engaged in an illegal...

Sep 10, 2014, 16:47 ET

BCSC panel finds that five B.C. residents engaged in market manipulation

VANCOUVER, Sept. 10, 2014 /CNW/ - A British Columbia Securities Commission panel has found that five B.C. residents engaged in a market...

Sep 09, 2014, 14:30 ET

BCSC panel sanctions former investment advisor who illegally distributed securities

VANCOUVER, Sept. 9, 2014 /CNW/ - A British Columbia Securities Commission panel has fined and issued orders against a former investment advisor who...

Sep 02, 2014, 15:15 ET

BCSC panel finds that man made false statements and traded without being registered

VANCOUVER, Sept. 2, 2014 /CNW/ - A British Columbia Securities Commission panel has found that a man made false statements and traded securities...

Aug 21, 2014, 14:30 ET

BCSC panel sanctions two B.C. residents for illegally distributing securities and breaching a cease trade order

VANCOUVER, Aug. 21, 2014 /CNW/ - A British Columbia Securities Commission panel has sanctioned two B.C. residents and a Nevada corporation...

Aug 19, 2014, 16:56 ET

BCSC panel finds that former Burnaby residents committed fraud and other securities law violations

VANCOUVER, Aug. 19, 2014 /CNW/ - A British Columbia Securities Commission panel has found that two former residents of Burnaby, B.C., and the...

Aug 15, 2014, 16:15 ET

BCSC panel issues reciprocal orders against 3 individuals

VANCOUVER, Aug. 15, 2014 /CNW/ - A British Columbia Securities Commission panel has reciprocated enforcement orders against three individuals...

Aug 12, 2014, 16:00 ET

BCSC panel finds that Vancouver Island man committed $65 million fraud

VANCOUVER, Aug. 12, 2014 /CNW/ - A British Columbia Securities Commission panel has found that a Vancouver Island man perpetrated a...

Aug 01, 2014, 16:45 ET

B.C. securities regulator alleges that Victoria lawyer and Lumby resident harmed the reputation of B.C.'s capital markets

VANCOUVER, Aug. 1, 2014 /CNW/ - The Executive Director of the British Columbia Securities Commission has issued a notice of hearing alleging that a...