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18:55 ET

MFDA announces disciplinary proceeding in respect of Gerard Mok

TORONTO, May 5, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Gerard...

18:07 ET

MFDA announces disciplinary proceeding in respect of Kathleen Hounsome

TORONTO, May 5, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Kathleen...

May 04, 2015, 17:18 ET

MFDA Hearing Panel approves Settlement Agreement with Clayton Swerdelian

TORONTO, May 4, 2015 /CNW/ - A settlement hearing in the matter of Clayton Kurt Swerdelian (the "Respondent") was held on February 26, 2015 in...

May 04, 2015, 17:16 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Sanjeev Duggal

TORONTO, May 4, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

May 04, 2015, 17:15 ET

MFDA schedules next appearance in the matter of Russell Chang

TORONTO, May 4, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Russell...

Apr 30, 2015, 17:56 ET

MFDA Releases 2014 Annual Enforcement Report

TORONTO, April 30, 2015 /CNW/ - Today the MFDA released its 2014 Annual Enforcement Report which highlights the MFDA's enforcement activities in...

Apr 21, 2015, 16:35 ET

MFDA Hearing Panel approves Settlement Agreement with Avtar Badasha

TORONTO, April 21, 2015 /CNW/ - A settlement hearing in the matter of Avtar Singh Badasha (the "Respondent") was held on April 17, 2015 in...

Apr 20, 2015, 16:32 ET

MFDA Hearing Panel accepts Settlement Agreement with Mary Stanley-Beitz

TORONTO, April 20, 2015 /CNW/ - A Settlement Hearing in the matter of Mary Stanley-Beitz (the "Respondent") was held today in Toronto, Ontario...

Apr 15, 2015, 16:45 ET

MFDA announces settlement hearing to take place in respect of Mary Stanley-Beitz

TORONTO, April 15, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Mary...

Apr 15, 2015, 16:39 ET

MFDA Hearing Panel hears Motion in the matter of Michael Harrigan

TORONTO, April 15, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

Apr 15, 2015, 16:29 ET

MFDA Hearing Panel accepts Settlement Agreement with Equity Associates Inc.

TORONTO, April 15, 2015 /CNW/ - A Settlement Hearing in the matter of Equity Associates Inc. (the "Respondent") was held on April 13, 2015 in...

Apr 14, 2015, 16:51 ET

MFDA announces disciplinary proceeding in respect of Robert Kujala

TORONTO, April 14, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Robert...

Apr 13, 2015, 17:00 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Binni Rajpal

TORONTO, April 13, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has...

Apr 13, 2015, 16:39 ET

MFDA adjourns Hearing on the Merits in the matter of Rouzbeh Vatanchi and Kitty Ho

TORONTO, April 13, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Rouzbeh...

Apr 13, 2015, 16:34 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Iftikhar Mahmood

TORONTO, April 13, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has...

Apr 09, 2015, 16:43 ET

MFDA announces disciplinary proceeding in respect of Stephen Cheung

TORONTO, April 9, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...

Apr 09, 2015, 16:33 ET

MFDA announces disciplinary proceeding in respect of Cho Shan Yeung

TORONTO, April 9, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Cho...

Apr 09, 2015, 16:24 ET

MFDA Hearing Panel makes findings against Mohamed Tahir

TORONTO, April 9, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Mohamed...

Apr 08, 2015, 16:17 ET

MFDA announces settlement hearing to take place in respect of Equity Associates Inc.

TORONTO, April 8, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Equity...

Mar 27, 2015, 16:12 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Bradley Crompton, Michelle Crompton, and William Henderson

TORONTO, March 27, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has...