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Jul 31, 2014, 13:09 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Peter Izzio

TORONTO, July 31, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has...

Jul 24, 2014, 15:50 ET

MFDA reschedules Motion in the matter of David Karas

TORONTO, July 24, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of David H....

Jul 24, 2014, 15:44 ET

MFDA announces disciplinary proceeding in respect of Blair Roche

TORONTO, July 24, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of Blair...

Jul 23, 2014, 16:36 ET

MFDA Hearing Panel makes findings against Robert Shaw

TORONTO, July 23, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Robert...

Jul 22, 2014, 16:36 ET

MFDA Hearing Panel accepts Settlement Agreement with Alfonso Chin

TORONTO, July 22, 2014 /CNW/ - A Settlement Hearing in the matter of Alfonso Chin (the "Respondent") was held today in Toronto, Ontario before a...

Jul 22, 2014, 16:31 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Barry Hunt

TORONTO, July 22, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has issued...

Jul 21, 2014, 15:06 ET

MFDA Releases Discussion Paper on Investor Questionnaires

TORONTO, July 21, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada (MFDA) has published a Discussion Paper on the use of investor...

Jul 15, 2014, 15:42 ET

MFDA Hearing Panel adjourns Settlement Hearing in the matter of Menashe Keshet

TORONTO, July 15, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

Jul 14, 2014, 16:21 ET

MFDA Hearing Panel adjourns Hearing on the Merits in the matter of Byron Daues

TORONTO, July 14, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Byron...

Jul 10, 2014, 16:21 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Dennis Villarin

TORONTO, July 10, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has...

Jul 10, 2014, 16:10 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Donato Gragasin

TORONTO, July 10, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has issued...

Jul 10, 2014, 16:06 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Collin W. Sulkers

TORONTO, July 10, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has...

Jul 10, 2014, 15:59 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Arsenio Sobrevilla

TORONTO, July 10, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has...

Jul 09, 2014, 16:38 ET

MFDA announces disciplinary proceeding in respect of David Emery

TORONTO, July 9, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of David...

Jul 07, 2014, 18:59 ET

MFDA issues Notice of Application regarding TeamMax Investment Corporation and Anthony Chau

TORONTO, July 7, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") today announced that it has issued a Notice of Application...

Jul 07, 2014, 18:52 ET

MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of George Pretty

TORONTO, July 7, 2014 /CNW/ - A Hearing Panel of the Atlantic Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jul 07, 2014, 18:42 ET

MFDA announces disciplinary proceeding in respect of Ioana Beckford

TORONTO, July 7, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of Ioana...

Jul 07, 2014, 18:18 ET

MFDA announces disciplinary proceeding in respect of Edward Brown

TORONTO, July 7, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of Edward...

Jul 04, 2014, 16:11 ET

MFDA Hearing Panel accepts Settlement Agreement with Peter Izzio

TORONTO, July 4, 2014 /CNW/ - A Settlement Hearing in the matter of Peter Joseph Izzio (the "Respondent") was held today in Toronto, Ontario...

Jun 25, 2014, 15:59 ET

MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Ellen Batac, Hazel Gaminde, Dandy Macareag, Cesar Martin and Lilibeth Ocampo

TORONTO, June 25, 2014 /CNW/ - A Hearing Panel of MFDA's Central Regional Council has issued its Decision and Reasons (Penalty) in connection with...

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