News from mutual fund dealers association of canada A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Jul 16, 2015, 16:36 ET

MFDA issues Notice of Settlement Hearing in respect of Sun Life Financial Investment Services (Canada) Inc.

TORONTO, July 16, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing...

Jul 13, 2015, 15:16 ET

MFDA Hearing Panel imposes sanctions and issues Reasons for Decision in the matter of Francis Dorrington

TORONTO, July 13, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jul 08, 2015, 17:19 ET

MFDA Hearing Panel makes findings against Patrick Caicco

TORONTO, July 8, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Patrick...

Jul 08, 2015, 17:17 ET

MFDA reschedules Hearing on the Merits in the matter of Yan Feng Li

TORONTO, July 8, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Yan Feng Li...

Jul 08, 2015, 17:09 ET

MFDA Hearing Panel reserves judgment on penalty in the matter of Ayokunnu Are

TORONTO, July 8, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

Jun 29, 2015, 17:30 ET

MFDA Strategic Plan (2015- 2017) - Responsible Regulation in a Dynamic Environment

TORONTO, June 29, 2015 /CNW/ - The MFDA is pleased to announce the publication of its (2015-2017) Strategic Plan. In developing the new...

Jun 29, 2015, 17:28 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Clayton Swerdelian

TORONTO, June 29, 2015 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jun 29, 2015, 17:20 ET

MFDA Hearing Panel makes findings against Rouzbeh Vatanchi and Kitty Ho

TORONTO, June 29, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Rouzbeh...

Jun 25, 2015, 17:46 ET

MFDA announces disciplinary proceeding in respect of Sherry McKenzie

TORONTO, June 25, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Sherry...

Jun 25, 2015, 17:42 ET

MFDA Hearing Panel imposes sanctions on Paolo Abate

TORONTO, June 25, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Paolo Abate...

Jun 24, 2015, 17:10 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Kathleen Hounsome

TORONTO, June 24, 2015 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jun 24, 2015, 17:03 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Robert Kujala

TORONTO, June 24, 2015 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jun 24, 2015, 16:54 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Global Maxfin Investments Inc. and Issam El-Bouji

TORONTO, June 24, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jun 22, 2015, 17:00 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Kenneth Karasick

TORONTO, June 22, 2015 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Jun 17, 2015, 16:51 ET

MFDA Hearing Panel approves Settlement Agreement with Global Maxfin Investments Inc. and Issam El-Bouji

TORONTO, June 17, 2015 /CNW/ - A settlement hearing in the matter of Global Maxfin Investments Inc. ("Global Maxfin") and Issam El-Bouji ("Bouji")...

Jun 16, 2015, 15:45 ET

MFDA Hearing Panel adjourns settlement hearing in the matter of Mansu Ding

TORONTO, June 16, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Mansu...

Jun 15, 2015, 16:43 ET

MFDA announces disciplinary proceeding in respect of Michael Gugliemi

TORONTO, June 15, 2015 The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Michael...

Jun 10, 2015, 15:26 ET

MFDA Working to Protect Seniors From Financial Harm

TORONTO, June 10, 2015 /CNW/ - Seniors across Canada are celebrated during Seniors' Month and Seniors' Week events held across the country in the...

Jun 09, 2015, 16:54 ET

MFDA issues Notice of Settlement Hearing in respect of Mansu Ding

TORONTO, June 9, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing...

Jun 09, 2015, 16:40 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Avtar Badasha

TORONTO, June 9, 2015 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...