News from mutual fund dealers association of canada A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

Dec 15, 2014, 16:54 ET

MFDA Hearing Panel adjourns first appearance in the matter of Charanjit Aul

TORONTO, Dec. 15, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") commenced a disciplinary proceeding in respect of...

Dec 10, 2014, 17:38 ET

MFDA Hearing Panel accepts Settlement Agreement with Lloyd Snyder

TORONTO, Dec. 10, 2014 /CNW/ - A Settlement Hearing in the matter of Lloyd A. Snyder (the "Respondent") was held yesterday in Charlottetown,...

Dec 10, 2014, 17:23 ET

MFDA announces disciplinary proceeding in respect of Avtar Badasha

TORONTO, Dec. 10, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...

Dec 08, 2014, 16:45 ET

MFDA Hearing Panel accepts Settlement Agreement with Donald Welsh

TORONTO, Dec. 8, 2014 /CNW/ - A Settlement Hearing in the matter of Donald Cameron Welsh (the "Respondent") was held today in Toronto, Ontario...

Dec 08, 2014, 16:43 ET

MFDA Hearing Panel accepts Settlement Agreement with Lachman Balani

TORONTO, Dec. 8, 2014 /CNW/ - A Settlement Hearing in the matter of Lachman Hassaram Balani (the "Respondent") was held today in Toronto,...

Dec 01, 2014, 16:12 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Mahmoud Visanji

TORONTO, Dec. 1, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Nov 28, 2014, 10:52 ET

MFDA announces disciplinary proceeding in respect of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart

TORONTO, Nov. 28, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of W. H....

Nov 18, 2014, 16:40 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Blair Roche

TORONTO, Nov. 18, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Nov 13, 2014, 16:18 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Blair Addison

TORONTO, Nov. 13, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has...

Nov 10, 2014, 17:44 ET

MFDA Hearing Panel makes findings against Mahmoud Visanji

TORONTO, Nov. 10, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

Nov 10, 2014, 17:41 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Mervyn Fried

TORONTO, Nov. 10, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Nov 10, 2014, 17:30 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Murray Greenberg and Katrina Powell

TORONTO, Nov. 10, 2014 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

Nov 10, 2014, 17:20 ET

MFDA announces disciplinary proceeding in respect of Rouzbeh Vatanchi and Kitty Ho

TORONTO, Nov. 10, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced a disciplinary proceeding in respect of Rouzbeh...

Nov 10, 2014, 17:11 ET

MFDA announces disciplinary proceeding in respect of Russell Chang

TORONTO, Nov. 10, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...

Nov 07, 2014, 15:40 ET

MFDA withdraws Application regarding Gilles Latour

TORONTO, Nov. 7, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced today that it has withdrawn an Application...

Nov 03, 2014, 17:47 ET

MFDA announces disciplinary proceeding in respect of Charanjit Aul

TORONTO, Nov. 3, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...

Nov 03, 2014, 17:46 ET

MFDA Hearing Panel imposes fine and issues Reasons for Decision in the matter of Robert Shaw

TORONTO, Nov. 3, 2014 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MDFA") has...

Oct 30, 2014, 17:18 ET

MFDA Hearing Panel accepts Settlement Agreement with Thomas Bulloch

TORONTO, Oct. 30, 2014 /CNW/ - A Settlement Hearing in the matter of Thomas Charles Bulloch (the "Respondent") was held today in Toronto,...

Oct 29, 2014, 11:49 ET

MFDA Publishes Payment of Fines Status Report

TORONTO, Oct. 29, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has begun publishing fine payment status for all...

Oct 23, 2014, 16:34 ET

MFDA announces disciplinary proceeding in respect of Robert Marshall

TORONTO, Oct. 23, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...