News from mutual fund dealers association of canada A wide array of domestic and global news stories; news topics include politics / government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages, as well.

May 25, 2015, 15:02 ET

MFDA Hearing Panel issues Reasons for Decision (Motion) in the matter of Michael Harrigan

TORONTO, May 25, 2015 /CNW/ - A Hearing Panel of the Atlantic Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

May 25, 2015, 14:55 ET

MFDA announces disciplinary proceeding in respect of Grant Manning

TORONTO, May 25, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Grant...

May 14, 2015, 14:41 ET

MFDA Hearing Panel imposes penalties and costs on George Popovich

TORONTO, May 14, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

May 11, 2015, 16:58 ET

MFDA Hearing Panel approves Settlement Agreement with Robert Kujala

TORONTO, May 11, 2015 /CNW/ - A settlement hearing in the matter of Robert Kelly Kujala (the "Respondent") was held on May 7, 2015 in Vancouver,...

May 11, 2015, 16:45 ET

MFDA Hearing Panel makes findings against Kathleen Hounsome

TORONTO, May 11, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Kathleen...

May 08, 2015, 14:59 ET

MFDA announces disciplinary proceeding in respect of Edward Okopny

TORONTO, May 8, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of...

May 07, 2015, 17:31 ET

MFDA announces disciplinary proceeding in respect of Satya Agarwal

TORONTO, May 7, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Satya...

May 07, 2015, 09:23 ET

MFDA announces settlement hearing to take place in respect of Robert Kujala

TORONTO, May 7, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

May 05, 2015, 19:01 ET

MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Bradley Crompton, Michelle Crompton, and William Henderson

TORONTO, May 5, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

May 05, 2015, 18:55 ET

MFDA announces disciplinary proceeding in respect of Gerard Mok

TORONTO, May 5, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Gerard...

May 05, 2015, 18:07 ET

MFDA announces disciplinary proceeding in respect of Kathleen Hounsome

TORONTO, May 5, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Kathleen...

May 04, 2015, 17:18 ET

MFDA Hearing Panel approves Settlement Agreement with Clayton Swerdelian

TORONTO, May 4, 2015 /CNW/ - A settlement hearing in the matter of Clayton Kurt Swerdelian (the "Respondent") was held on February 26, 2015 in...

May 04, 2015, 17:16 ET

MFDA Hearing Panel issues Reasons for Decision in the matter of Sanjeev Duggal

TORONTO, May 4, 2015 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued...

May 04, 2015, 17:15 ET

MFDA schedules next appearance in the matter of Russell Chang

TORONTO, May 4, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Russell...

Apr 30, 2015, 17:56 ET

MFDA Releases 2014 Annual Enforcement Report

TORONTO, April 30, 2015 /CNW/ - Today the MFDA released its 2014 Annual Enforcement Report which highlights the MFDA's enforcement activities in...

Apr 21, 2015, 16:35 ET

MFDA Hearing Panel approves Settlement Agreement with Avtar Badasha

TORONTO, April 21, 2015 /CNW/ - A settlement hearing in the matter of Avtar Singh Badasha (the "Respondent") was held on April 17, 2015 in...

Apr 20, 2015, 16:32 ET

MFDA Hearing Panel accepts Settlement Agreement with Mary Stanley-Beitz

TORONTO, April 20, 2015 /CNW/ - A Settlement Hearing in the matter of Mary Stanley-Beitz (the "Respondent") was held today in Toronto, Ontario...

Apr 15, 2015, 16:45 ET

MFDA announces settlement hearing to take place in respect of Mary Stanley-Beitz

TORONTO, April 15, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Mary...

Apr 15, 2015, 16:39 ET

MFDA Hearing Panel hears Motion in the matter of Michael Harrigan

TORONTO, April 15, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of...

Apr 15, 2015, 16:29 ET

MFDA Hearing Panel accepts Settlement Agreement with Equity Associates Inc.

TORONTO, April 15, 2015 /CNW/ - A Settlement Hearing in the matter of Equity Associates Inc. (the "Respondent") was held on April 13, 2015 in...