Streamline Investment Management. Navigate Regulatory Compliance.

The investment management industry is changing. Financial services firms are tasked with managing public perception, educating investors, and executing a winning investment strategy. Meanwhile, this already highly-regulated industry is faced with increasingly complex compliance requirements.

Vintage Filings can relieve the burden of investment management filings and U.S. Securities and Exchange Commission (SEC) compliance mandates. Our team of experts has helped thousands of financial services firms navigate the intricacies of regulatory compliance.

Ensure a smooth and accurate filing process
Compliance with securities laws and regulations is more important than ever in an age of public scrutiny into stock markets and other investment vehicles. Whether you work with a mutual fund facing new prospectus and XBRL requirements or a hedge fund in need of Form SH filing in XML format, Vintage Filings can help your firm avoid regulatory actions with a seamless filing process.

Receive typesetting and printing support for end-to-end compliance
Maintaining a professional image means publishing filing documents in a professional format while complying with SEC regulations. Vintage Filings offers full-service typesetting, printing and fulfillment to investment management clients. We also offer precise backlinking and single-source capabilities for typeset prospectuses and reports.

File regulatory information efficiently and effectively
Mutual funds, investment management firms – and the law firms serving them – can file a variety of regulatory information efficiently and effectively with Vintage Filings, and deliver news simultaneously to critical audiences through PR Newswire. Consider our investment management filing services suite:

• Summary prospectuses on new EDGAR form type 497K
  
• 13F filing for investment managers
  
• Form SH conversion and filing for short sellers
  
• Form N-PX proxy-record conversion and filing (with no charge for conversion of records already in EDGAR format)
  
• XBRL planning for Risk/Return information required in 2011
  
• Quick, accurate turnaround for EDGAR conversions, of every form type, in any required format (ASCII, HTML, XML, XBRL)
  
• Dedicated team available 24/7, with no rush fees
  

Contact PR Newswire to learn more about our investment management services.