TORONTO, Jan. 14, 2013 /CNW/ - A Hearing Panel of the Pacific Regional Council of the MFDA has issued its Reasons for Decision in connection with the disciplinary hearing held in Vancouver, British Columbia on November 14, 2012 in the matter of Cheng Han Lee.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 116 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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MFDA Hearing Panel issues Reasons for Decision in the matter of Cheng Han Lee
Jan 14, 2013, 04:58 EST