News from legal & compliance, llc A wide array of domestic and global news stories; news topics include politics/government, business, technology, religion, sports/entertainment, science/nature, and health/lifestyle. Articles that appear in this section may be written in English or other languages

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Feb 12, 2018, 05:00 ET The Law Firm of Legal & Compliance LLC Adds Associate Svetlana Rovenskaya, Esq., to Accommodate Firm's Growth

Legal & Compliance LLC, a national corporate and securities law firm, is pleased to announce that Svetlana Rovenskaya, Esq., has joined the firm in...


Nov 30, 2017, 19:22 ET Attorney Paula Argento Joins the Law Firm of Legal & Compliance, LLC; Founding Partner Laura Anthony, Esq. Comments

Securities attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a national corporate and securities law firm, is pleased to announce...


Jul 17, 2017, 12:04 ET SEC Extends Confidential Draft Registration Submissions to More Companies; Attorney Laura Anthony Comments on Potentially Stronger IPO Markets

Effective July 10, 2017, a broader range of public companies can file confidential registration statements with the Securities and Exchange...


Jul 12, 2017, 11:20 ET New SEC Commissioners Indicate Support for a Stronger, Re-Energized IPO Market in the U.S.; Attorney Laura Anthony Explains

Statements and positions from new members of the Securities and Exchange Commission (SEC) indicate support for initiatives and strategies that can...


Apr 17, 2017, 08:28 ET Legal & Compliance, LLC.: Attorney Laura Anthony Examines SEC White Paper on Penny Stock Risks

Mention the term 'penny stocks' and people immediately fall into two camps; the speculators who embrace the extreme risk and the opponents who view...


Feb 06, 2017, 04:00 ET Attorney Laura Anthony Clarifies the Security and Exchange Commission's Formation, Function and Purpose

On October 29, 1929, Black Tuesday blindsided Wall Street and the Roaring 20's came to a screeching halt. Investors lost billions of dollars in a...


Jan 04, 2017, 12:36 ET Regulation A+; Remarkably Effective and Widely Misunderstood

A recent article in the Wall Street Journal by Ruth Simon revealed that, "Roughly a year after the passage of new rules making it easier for...


Dec 21, 2016, 05:00 ET LawCast Concludes 2016 With a Strong Finish;85 New Episodes Produced as Viewership Increases

Corporate America begins to wind down as 2016 draws to a close. CEOs, executives and public company officers and directors prepare for a well-earned...


Dec 14, 2016, 05:00 ET SecuritiesLawBlog.com Selected for the ABA Journal's Blawg 100

Editors of the ABA Journal recently announced that they have selected SecuritiesLawBlog.com as one of the top 100 best blogs for a legal audience....


Dec 12, 2016, 05:00 ET Attorney Laura Anthony Joins Andy Kyzyk of OTC Markets Group for Live Webinar; Mini-IPOs: The New Alternative for Individual Investors

Attorney Laura Anthony, founding partner of the corporate law firm Legal & Compliance, LLC will join Andy Kyzyk, Vice President, Advisor Relations,...


Nov 18, 2016, 01:08 ET Attorney Laura Anthony Talks American Bar Association Business Law Section Fall Meeting

Hundreds of attorneys and federal regulators will gather at the American Bar Association Fall Meeting today in Washington, D.C. The conference will...


Nov 17, 2016, 05:00 ET Attorney Laura Anthony Talks SEC Small Business

The Securities and Exchange Commission is holding its annual Government-Business Forum on Small Business Capital Formation at its Washington, D.C....


Nov 16, 2016, 04:16 ET Attorney Laura Anthony Receives Distinguished® Rating From Martindale-Hubbel

Attorney Laura Anthony, founding partner of the law firm Legal & Compliance, LLC, has received the Distinguished® Rating from Martindale-Hubbel. This ...


Nov 11, 2016, 09:58 ET Attorney Laura Anthony Talks Legal Blogging

Not long ago attorneys spent a lot of time networking as opposed to practicing law. If not, it was nearly impossible to generate enough clientele to...


Sep 22, 2016, 05:00 ET Attorney Laura Anthony Talks Testing the Waters and Regulation A+ on LawCast

In 2015, when an article in Forbes magazine referred to the JOBS Act and Regulation A+ as "one of the biggest changes in the financial service...


Sep 12, 2016, 11:24 ET Attorney Laura Anthony and Securities Industry Experts Clarify the Realities of Taking a Private Company Public

Pubco CEO, officers and directors fall into two camps: "Going public was the best decision we ever made," and "If we knew then what we knew now, we...


Sep 06, 2016, 05:00 ET Securities Attorney Laura Anthony Talks Rodman & Renshaw Conference, OTCQX Advisor Eligibility and LawCast 2.0

Labor Day marks the end of the summer slump and the beginning of the small-cap season. Venture capitalists focus their efforts to take private...


Aug 02, 2016, 05:00 ET Attorney Laura Anthony and OTC Markets Group Bullish On Sophisticated Small-Cap Market Platform

OTC Markets Group Inc. referred to a recent Huffington Post blog written by securities attorney Laura Anthony deeming it "bullish" for certain OTC...


Jul 25, 2016, 05:00 ET Securities Attorney Laura Anthony Talks OTC Markets and OTCQX Market Tier

Take five small-cap industry specialists with 100 years of collective experience in the sector, ask them about the OTCQX and their responses all...


May 23, 2016, 08:52 ET Securities Attorney Laura Anthony Talks Accredited Investor Definition in Huffington Post

The first definition of accredited investor was established in 1982 and has not been comprehensively re-examined since. However, in 2011 the...


Apr 25, 2016, 06:00 ET Securities Attorney Laura Anthony Talks Regulation A+ and Elio Motors

Regulation A+ investors are sailing on one large ship. There's a storm coming though, and the people on deck can't see it. However, the few of us...


Mar 23, 2016, 10:19 ET In The Man's World of Corporate Finance One Woman Provides The Final Word On Securities Law

In the March 23, 2016 issue of The Atlantic journalist Margo Epprecht wrote, "Wall Street is a specific culture. It is a specific culture of men. In...


Mar 02, 2016, 11:07 ET Securities Attorney Laura Anthony Talks Roth Conference and the Necessity of Old School Networking in the Age of Virtual Business

Prior to the dawn of the computer age, the word "virtual" was defined as: almost or nearly as described, but not completely or according to strict...


Jan 26, 2016, 08:00 ET Securities Attorney Laura Anthony Talks Accredited Investor Definition; Quoted in PIPEs Report

According to the Securities and Exchange Commission (SEC), the definition of "accredited investor" provides the backbone to the Regulation D...


Dec 02, 2015, 08:00 ET Securities Attorney Laura Anthony: Surge in Regulation A+ Offerings Are Unprecedented

Less than a year ago, Regulations A+ Offerings were little more than a novelty in the public offering marketplace. Now, they are as prolific as sand...