Capital Guardian, LLC Adds Vice President of Business Development Michael Spivey

Feb 08, 2013, 10:22 ET from Capital Guardian, LLC

CHARLOTTE, N.C., Feb. 8, 2013 /PRNewswire/ -- Capital Guardian announces the addition of C. Michael Spivey as Vice President of Business Development. Mr. Spivey brings over 30 years of experience in the financial services industry with both Captive and Independent channels. In his new role, Mr. Spivey will focus on Capital Guardian's West Coast expansion of independent advisors and OSJ offices.

Mr. Spivey most recently served as Woodbury Financial Services' Divisional Vice President for the West Coast and Vice President of New Business Development. Prior to those roles, Mr. Spivey held various executive positions with the former MONY Group, now AXA Advisors.

"Capital Guardian offers a true, independent, non-affiliated Broker Dealer dedicated to providing an unparalleled exclusive experience," said Spivey.

He added, "Capital Guardian is a boutique firm who knows their reps by name, not just by their rep code. Many of today's financial professionals want the products and services at a very high level but enjoy the more concierge approach offered at Capital Guardian."

Based out of Charlotte, NC, Capital Guardian continues to attract top talent in the Independent space. The firm's national independent channel president Brian Chapman said, "We are delighted that Michael is overseeing our West Coast initiative. He brings a tremendous network of financial advisors and an outstanding track record of recruiting high level producers. We know he will play a significant role in our expansion to the West Coast."

About Capital Guardian  - Capital Guardian is a boutique wealth management firm with offices strategically located throughout the United States. Capital Guardian offers advisors access to a true open platform, personalized support, global resources and an innovative management team. The firm's mission is to liberate and empower investors and advisors. More information on Capital Guardian is available at For more information, please call Brian Chapman at (704) 705-1875.

Securities offered through Capital Guardian, LLC, member FINRA/SIPC. Investment Advisory Services offered through Capital Guardian Wealth Management, an SEC registered Investment Advisor. Securities Products are not FDIC insured, are not bank guaranteed, and may lose value.

Contact: Brian Chapman
(704) 705-1875

SOURCE Capital Guardian, LLC