INVeSHARE Launches Cutting-Edge Compliance Monitoring Tool

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INVeSHARE

28 Apr, 2014, 10:00 ET

NEW YORK, April 28, 2014 /PRNewswire/ -- INVeSHARE, an innovative provider of regulated shareholder communications, announced today the launch of its Compliance Dashboard, a ground-breaking tool that gives broker dealers complete transparency into the fulfillment and delivery process.

INVeSHARE's next-generation compliance monitoring tool provides broker-dealer operations managers with a clear, concise view of the electronic and hard copy communications delivered to account holders. On one screen, operations departments can quickly and easily check the status of mailings, electronic delivery as well as review meetings and other regulatory notifications. They can also view delivery preferences, householding and suppression lists. By utilizing the alert functionality, operations staff will be notified of any issues with material delivery that need to be addressed.

"Our Compliance Dashboard is an effective workflow tool for monitoring, reporting and managing risk," said Harold Westervelt, President of INVeSHARE. "Regulations continue to require enhanced levels of transparency for all third-party operational activities. Our Compliance Dashboard provides broker dealers with easy and complete access to all of their delivery activities."

The Compliance Dashboard joins INVeSHARE's suite of services that includes the Investor Portal, Advisor Portal, and Notice and Response system. Broker dealers can get a demonstration of the Compliance Dashboard at this week's SIFMA Operations Conference & Exhibition at the Boca Raton Resort & Club.

About INVeSHARE 
INVeSHARE has changed the regulated shareholder communications business with its innovative and fully compliant print and electronic delivery solutions.  By embedding our industry-leading technology into broker dealer websites, retail investors can access shareholder materials and submit their vote online. Our fully integrated print fulfillment capabilities with Computershare are scalable and affordable, providing the lowest cost delivery option in the industry. Broker dealers and clearing firms are choosing INVeSHARE because of our ground-breaking technology, commitment to the compliant delivery of all regulated materials, and unique pricing models. For more information, visit www.INVeSHARE.com

SOURCE INVeSHARE

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