Patten Training & Review LLC Announces Our Specialized Live or Virtual Classroom Training Program for Financial Services Executives to Help Them Prepare for Their Qualification Exams.

Training includes but is not limited to Series 79, Series 9/10, Series 27/28, Series 4 and Series 53.

Sep 15, 2011, 23:11 ET from Patten Training & Review LLC

THE WOODLANDS, Texas, Sept. 15, 2011 /PRNewswire/ -- Patten Training & Review LLC has access to the top instructors around the country to provide you and your firm with the best training possible. We also provide expert industry talent to support your compliance needs. Ms. Patten has served as a FINOP as well as General Securities Principal, Options Principal, and Municipal Principal for several regional firms throughout the country. For 17 years, she instructed classes while overseeing the quality of classroom content and classroom instructors for Dearborn Financial Institute and Kaplan Financial Education. At Patten Training & Review LLC we provide all your training and compliance solutions.


Ms. Patten began her career in 1983, specializing in training and compliance for the financial services industry. Over the past 27 years, she has worked with thousands of financial services professionals to help them successfully obtain their securities qualification exams. In 2011, Ms. Patten was selected as woman of the year by the National Association of Professional Women (NAPW).  Ms. Patten also serves as the education chair on the Board of Directors for the Securities and Insurance Licensing Association (SILA), as well as Vice-President of Services & Scholarship on SILA's new not-for-profit foundation. She currently teaches all FINRA, NYSE, MSRB, NFA and NASAA series exams, in addition to providing regulatory compliance solutions. Additionally, she is CFO for BIC distributors; a broker/dealer specializing in wholesale distributions of high-end securities products.  

Other services offered include mergers and acquisitions, custom content development, editorial review, product rollouts, in-house custom corporate training programs, and executive training programs. We are also available for public speaking engagements.  

We have the knowledge, experience and expertise to help make you successful.

For more information, please contact Deirdre Patten at 281-419-6030 or email

SOURCE Patten Training & Review LLC