Patten Training & Review prepares Financial Services Executives for FINRA qualification exams.
Training includes, but is not limited to, Series 79, Series 9/10, Series 24, Series 27/28, Series 4 and Series 53.
THE WOODLANDS, Texas, Sept. 21, 2012 /PRNewswire/ -- Deirdre Patten and Patten Training & Review LLC have access to the top instructors around the country allowing us to provide you and your firm with the best possible training. They also offer expert industry talent to support your compliance needs. Ms. Patten has served as a FINOP as well as a General Securities Principal, Options Principal, and Municipal Principal for several regional firms throughout the country.
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Over the years it has become increasingly more important for Financial Services Executives to pass their regulatory exams in the most time-effective way. At Patten Training & Review LLC they understand these challenges and provide successful solutions for these busy executives. Although they have solutions for all regulatory exams, our focus is primarily on the principal level exams. What sets PTR apart is the fact that they are both industry practitioners and trainers. This enables us to "walk the walk and talk the talk" providing great benefits to our clients.
Ms. Patten began her career in 1983, specializing in training busy executives and understanding how they learn. This has given her the ability to develop training programs to maximize compliance for the financial services industry. Over the past 29 years, she has worked with thousands of financial services professionals helping them successfully obtain their securities qualification exams. The National Association of Professional Women (NAPW) selected Ms. Patten as Woman of the Year In 2011. Ms. Patten currently serves as Secretary on the Board of Directors for the Securities and Insurance Licensing Association (SILA), as well as Trustee/Vice-President of Services & Scholarship on SILA's new not-for-profit foundation. She teaches all FINRA, NYSE, MSRB, NFA and NASAA series exams, in addition to providing regulatory compliance solutions. Additionally, she is CFO for BIC distributors; a broker/dealer specializing in wholesale distributions of high-end securities products, as well as FINOP/CFO and compliance consulting for several Investment Banking firms.
Patten Training & Review LLC also offers services that include mergers and acquisitions, custom content development, editorial review, product rollouts, in-house custom corporate training programs, and executive training programs.
Patten Training & Review LLC has the knowledge, experience and expertise to help you succeed.
For more information, please contact Deirdre Patten at 281-419-6030 or email [email protected].
SOURCE Patten Training & Review LLC
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