NEW YORK, April 19, 2016 /PRNewswire/ -- Today, RIA in a Box® (www.riainabox.com), a leading provider of registration, compliance, and operations support services to registered investment adviser (RIA) firms, released an updated version of its MyRIAComplianceTM online RIA compliance management and automation software platform.
The proprietary online software platform, which allows firms to more efficiently and proactively manage compliance, is currently utilized by over 1,300 RIA firms. The software's original features include tailored monthly compliance checklists, a registration tracker tool, and an interactive compliance calendar.
The latest new MyRIAComplianceTM features unveiled today include:
- Customizable employee supervision tools including compliance document attestation, trading, and activity review tools
- Online compliance log tracking all firm compliance activities
- Enhanced compliance calendar with suggested compliance activities programmatically tailored to each individual firm
"With this latest MyRIAComplianceTM release, we have introduced many new features along with a fresh new look. Not only have we made the platform more user-friendly with improved navigation and customizable settings, but with added compliance functionality such as robust employee supervision tools, the platform is now a comprehensive solution for an RIA firm to manage all of its unique regulatory compliance responsibilities," says Kin Tam, Senior Developer at RIA in a Box®.
The MyRIAComplianceTM system is available to all investment advisory firms subscribed to RIA in a Box's compliance programs. In addition to every subscribing firm's Chief Compliance Officer (CCO), each firm's employees receive individual login access in order to complete mandatory compliance requirements as specified by the firm. The MyRIAComplianceTM platform is designed to assist both federally and state-registered firms. Pricing begins at $195 per month for state-registered RIA firms and $345 per month for federally-registered RIA firms. The online RIA compliance software system can be accessed online at: www.riainabox.com.
"The best RIA compliance service is one that combines innovative technology along with access to a top-notch team of compliance consultants. We believe we stand alone in the industry with our unique service offering and look forward to continuing to enhance the service we provide to our clients," says Will Bressman, CEO of RIA in a Box®.
About RIA in a Box®
RIA in a Box® is a fast-growing, entrepreneurial financial services firm that is a leading provider of registration, compliance, and operations support services to registered investment adviser (RIA) firms throughout the United States. Since 2005, our mission has been to enable fellow entrepreneurs to create their own registered investment advisory firms and receive the ongoing support they need to successfully operate while maintaining constant regulatory compliance.
Our MyRIARegistrationTM solution guides prospective RIA firms through the entire registration and business planning process. Once a firm is established, our MyRIAComplianceTM investment adviser compliance programs pair our award-winning online software platform with compliance consulting expertise provided by our team of former regulators. In addition, our MyRIAOperationsTM solution supports RIA firms with an integrated technology platform that helps to automate and more efficiently manage client communication, billing, and reporting.
SOURCE RIA in a Box