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Since 2001 the corporate and securities law firm Legal & Compliance, LLC has become one of the most established players in the Pubco sector. As the...
Legal & Compliance LLC, a national corporate and securities law firm, is pleased to announce that Svetlana Rovenskaya, Esq., has joined the firm in...
Securities attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a national corporate and securities law firm, is pleased to announce...
Effective July 10, 2017, a broader range of public companies can file confidential registration statements with the Securities and Exchange...
Statements and positions from new members of the Securities and Exchange Commission (SEC) indicate support for initiatives and strategies that can...
Mention the term 'penny stocks' and people immediately fall into two camps; the speculators who embrace the extreme risk and the opponents who view...
On October 29, 1929, Black Tuesday blindsided Wall Street and the Roaring 20's came to a screeching halt. Investors lost billions of dollars in a...
A recent article in the Wall Street Journal by Ruth Simon revealed that, "Roughly a year after the passage of new rules making it easier for...
Corporate America begins to wind down as 2016 draws to a close. CEOs, executives and public company officers and directors prepare for a well-earned...
Editors of the ABA Journal recently announced that they have selected SecuritiesLawBlog.com as one of the top 100 best blogs for a legal audience....
Attorney Laura Anthony, founding partner of the corporate law firm Legal & Compliance, LLC will join Andy Kyzyk, Vice President, Advisor Relations,...
Hundreds of attorneys and federal regulators will gather at the American Bar Association Fall Meeting today in Washington, D.C. The conference will...
The Securities and Exchange Commission is holding its annual Government-Business Forum on Small Business Capital Formation at its Washington, D.C....
Attorney Laura Anthony, founding partner of the law firm Legal & Compliance, LLC, has received the Distinguished® Rating from Martindale-Hubbel. This ...
Not long ago attorneys spent a lot of time networking as opposed to practicing law. If not, it was nearly impossible to generate enough clientele to...
In 2015, when an article in Forbes magazine referred to the JOBS Act and Regulation A+ as "one of the biggest changes in the financial service...
Pubco CEO, officers and directors fall into two camps: "Going public was the best decision we ever made," and "If we knew then what we knew now, we...
Labor Day marks the end of the summer slump and the beginning of the small-cap season. Venture capitalists focus their efforts to take private...
OTC Markets Group Inc. referred to a recent Huffington Post blog written by securities attorney Laura Anthony deeming it "bullish" for certain OTC...
Take five small-cap industry specialists with 100 years of collective experience in the sector, ask them about the OTCQX and their responses all...
The first definition of accredited investor was established in 1982 and has not been comprehensively re-examined since. However, in 2011 the...
Regulation A+ investors are sailing on one large ship. There's a storm coming though, and the people on deck can't see it. However, the few of us...
In the March 23, 2016 issue of The Atlantic journalist Margo Epprecht wrote, "Wall Street is a specific culture. It is a specific culture of men. In...
Prior to the dawn of the computer age, the word "virtual" was defined as: almost or nearly as described, but not completely or according to strict...
According to the Securities and Exchange Commission (SEC), the definition of "accredited investor" provides the backbone to the Regulation D...
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