AI Insight Expands Alternative Investment Platform to Individual Financial Advisors and RIAs

Nov 12, 2015, 09:57 ET from AI Insight Inc.

WORTHINGTON, Ohio, Nov. 12, 2015 /PRNewswire/ -- AI Insight Inc., a leader in Alternative Investment research, education and compliance documentation, is pleased to expand its technology platform to individual subscribers. This new platform access is geared towards Financial Advisors and RIAs who do not have access to AI Insight through a Broker Dealer subscription.

Logo -

As evidenced by FINRA and the SEC's 2015 examination priorities, regulators are continuing to heighten their focus on Alternative Investments. Now, more than ever, it is critical for Financial Advisors and RIAs to ensure that they are performing due diligence, making sound suitability decisions and presenting investments to clients in a clear and balanced manner.

"AI Insight has always worked to provide a centralized way to educate the industry on Alternative Investments and to help firms document these important regulatory requirements every step of the way," said Sherri Cooke, President and Chief Executive Officer of AI Insight.  "We are excited to make our platform available to individual Financial Advisors and RIAs, to support their complex product research and regulatory-compliant educational efforts via automated documentation on the platform."

Individual subscribers will receive many of the same benefits as firm subscribers, such as:

  • Independent, unbiased program summaries for Alternative Investment programs
  • PPM- and prospectus-based training
  • Comparative reporting of two or more programs
  • Streamlined compliance documentation
  • Quarterly financial performance updates

A subscription to the platform also provides access to Continuing Education modules—many of which qualify for CE credit toward the CFP® and other professional designations.

AI Insight's Insight of Education CE library offers over 100 FINRA E-Learning courses for Firm Element, supplemental and regulatory training on topics such as anti-money laundering, cybersecurity, supervision, ethics and social media.

About AI Insight
AI Insight provides Broker Dealers, RIAs and Financial Advisors access to an innovative platform of Alternative Investment programs, including a full spectrum of research, education, marketing and compliance support. Subscribers can research the individual investment offerings from AI Insight's universe of programs to train, track compliance activity, receive marketing support and updated performance monitoring—all via a customized, dedicated platform. The platform also helps Program Sponsors to elevate their visibility, increase program accessibility, promote transparency and provide timely financial performance updates. In short, AI Insight provides an interactive, sophisticated product platform for Broker Dealers, RIAs, Financial Advisors and Program Sponsors to connect. To learn more, visit

Media contact:
Jennifer Simon
Chief Operating Officer


SOURCE AI Insight Inc.