Capital Forensics Adds More Securities Industry Expertise to their Roster

ARLINGTON HEIGHTS, Ill., Jan. 20, 2011 /PRNewswire/ -- Capital Forensics, Inc. (CFI) is pleased to announce the addition of Jeffrey Schubert to its staff of securities industry experts supporting arbitration cases.  Schubert has 30 years of experience in the securities industry both in sales and management.  His industry career includes management at branch, regional, and executive levels of the retail sector at a number of national and regional firms as well as investment banking and management experience in the public finance arena.

"Jeffrey's experience in the securities industry is unique since he worked professionally in the institutional, retail and public finances arenas—all are important areas to CFI as we increase our presence in support of securities litigation.  His extensive multilevel retail management knowledge and industry standards and practices understanding will lend substantially to the expertise that CFI can provide for our clients," said Vadim Khavinson, president of Capital Forensics.

As executive vice-president, director of retail for Principal Financial Securities, Inc. based in Dallas, TX, Jeffrey was instrumental in revamping the firm's compliance and supervisorial manuals in concert with the legal and compliance staff.  He took the lead in implementing new policies and procedures throughout 53 branch offices of the firm.  

During his career Jeffrey carried both registered representative and management licenses, including the General Securities --Series 7, NYSE Branch Manager--Series 8 and NASD Principal--Series 24 as well as the Investment Advisory license—Series 65.  He also served for seven years on the SIA (now SIFMA) sales and marketing committee, including two years as co-chairman.  He holds both a BS and MS in economics from the University of Illinois.

About Capital Forensics, Inc.

Capital Forensics, Inc. (CFI) provides expert testimony and litigation support, compliance consulting and data solutions for securities and ERISA-related matters. CFI's seasoned experts have experience in all venues, ranging from mediations and arbitrations to state and federal court. For more than a decade, parties in legal matters have retained CFI for successful resolution of thousands of cases, as well as regulatory issues and data mining and analysis. Every case has a story to be told through testimony, supported by analysis and exhibits. This is where CFI excels. www.capitalforensics.com

SOURCE Capital Forensics, Inc.