CFP Board Discloses Bankruptcies by CFP® Professionals

Jul 24, 2015, 15:16 ET from Certified Financial Planner Board of Standards, Inc.

WASHINGTON, July 24, 2015 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.

CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.

The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.

This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the first quarter of 2015. The release of the information below does not constitute discipline of these individuals and is provided only for purposes of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.

NAME

LOCATION

STATE

BANKRUPTCY TYPE

FILING DATE

Mr. Andrew Burton, CFP®

Santa Rosa

California

Personal

November 2014

Mr. Paul J. Coviello, CFP®

Ft. Lauderdale

Florida

Personal

June 2013

Mr. Robert M. Dahl, CFP®

Rockford

Illinois

Personal

September 2013

Mr. Gregory B. Fant, Sr., CFP®

Palm Beach

Florida

Personal

July 2012

Ms. Sharon A. Hamilton, CFP®

San Diego

California

Personal

June 2014

Mr. Jeffrey A. Heeder, CFP®

Savannah

Georgia

Personal

October 2013

Mrs. Tanya Holmesley, CFP®

Phoenix

Arizona

Personal

December 2013

Mr. Mark H. Huston, CFP®

Orlando

Florida

Personal

October 2010

Mr. Jacque G. LeFore, CFP®

Portland

Oregon

Personal

December 2014

Mr. Mark B. Levin, CFP®

Chicago

Illinois

Personal

February 2014

Mr. Michael David Lopez, CFP®

Riverside

California

Personal

November 2010

Mr. Richard L. McAdams, Jr., CFP®

Orlando

Florida

Personal

February 2014

Mr. Brian W. McCully, CFP®

Baltimore

Maryland

Personal

September 2011

Mr. Paul Joseph Nobels, CFP®

Detroit

Michigan

Personal

January 2011

Mr. Mark Alan Reeves, CFP®

Lubbock

Texas

Personal

February 2011

Ms. Karen D. Rinehart, CFP®

Macon

Georgia

Personal

November 2013

Mr. Patrick A. Sier, CFP®

Providence

Rhode Island

Personal

November 2013

Mr. H. Jeffrey Smith, CFP®

St. Louis

Missouri

Personal

August 2011

Mr. Jeff D. Thomas, CFP®

Las Vegas

Nevada

Personal

June 2013

ABOUT CFP BOARD

The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.  CFP Board currently authorizes more than 72,000 individuals to use these marks in the U.S.

 

SOURCE Certified Financial Planner Board of Standards, Inc.



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