
Latour Trading LLC Statement re: SEC Settlement
NEW YORK, Sept. 17, 2014 /PRNewswire/ -- Today the SEC announced a settlement with Latour Trading LLC in which Latour consented to the entry of an order relating to Latour's failure to comply with certain broker-dealer regulatory obligations.
Latour has fully remediated the problems described in the Commission order, and we are pleased to put them behind us. We take our regulatory obligations seriously, strive to continuously enhance our compliance infrastructure, and are committed to complying with all rules and regulations applicable to our businesses.
SOURCE Latour Trading LLC
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