Lexington Compliance Launches Premium Registration Service for New Registered Investment Adviser Firms

NEW YORK, May 12, 2014 /PRNewswire/ -- Lexington Compliance (www.lexcompliance.com) announced that it will begin offering a RIA Registration Service to help establish new registered investment advisory (RIA) firms. The one-stop solution will assist with the entire RIA start-up process and handle every element of the registration process. Prospective firms that work with Lexington Compliance will hit the ground running with crucial operational elements in place.

Registration clients will receive the following:

• Regulatory compliance with customized form creation and filing
• Personalized compliance manual and advisory agreements
• Ongoing post-registration compliance support
• Access to industry leading compliance technology solution: MyRIACompliance.com

Additionally, when it comes to key technology systems, an in-depth consultation will be provided to assist with the selection of customer relationship management (CRM) software, portfolio management and performance reporting, financial planning, electronic document management, and email and social media archiving. Other services include a 30 minute CPA Consultation, 30 minute legal expert consultation, paperwork assistance, and strategic partner access for business financing and errors and omissions insurance.  

By bringing together a number of top solution providers in the RIA industry including Smarsh (www.smarsh.com), RIA Finance (www.financemyria.com) and Brush Creek Partners (http://www.brushkc.com), Lexington Compliance's registration service will be able to deliver an exceptional RIA registration experience that stretches beyond simply handling a firm's registration documents and filings.

"Our service enables new RIA firms to set up their operations in an efficient, compliant and worry-free manner. We will help support the process of turning the desire of starting a new firm into an exciting reality," said Steven Drachman, Director of Registrations.

"Our company's mission is always to help support the leading firms in the industry stay compliant and establish top-notch operations. This new service helps us do even more to serve that goal," said company CEO Will Bressman.

The Premium Registration service begins at $10,500. Customized price quotes will be based on the location of the firm, the number of jurisdictions requiring registration and the number of individual investment adviser representatives (IARs).

About Lexington Compliance

Lexington Compliance, a division of RIA in a Box, is an industry leading registered investment adviser (RIA) compliance consulting firm staffed by a team of former regulators and compliance professionals that provide you with all the tools a registered investment adviser will need to be ready to conduct business on day one.

For more information, visit www.lexcompliance.com

To request a consultation or a tailored price quote contact:
Steve Swansig
Email
(877) 232-9004

SOURCE Lexington Compliance