OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of September
NEW YORK, Oct. 5, 2018 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of September.
Downgrades from OTCQX and OTCQB – September 2018
Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
Abtech Holdings, Inc. |
ABHD |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/5/2018 |
Pediapharm Inc. |
PDDPF |
OTCQB |
Pink Curent |
FINRA trading halt |
9/13/2018 |
NORTHERN SPHERE MNG CORP |
NSMCF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/18/2018 |
Rasna Therapeutics, Inc. |
RASP |
OTCQX U.S. |
OTCQB |
Non-compliance with OTCQX Rules |
9/20/2018 |
Canfield Med Supply Inc. |
CNMF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/21/2018 |
Future Farm Technologies Inc. |
FFRMF |
OTCQX International |
OTCQB |
Non-compliance with OTCQX Rules |
9/24/2018 |
TimefireVR Inc. |
TFVR |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/25/2018 |
*Caveat Emptor – September 2018
*The majority of Caveat Emptor additions were due to a higher number of SEC suspensions this month
Company |
Symbol |
Caveat Emptor Status |
Market Tier |
Date |
Air Media Now!, Inc. |
AMNW |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Allied American Steel Corp. |
AAST |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Alterrus Systems, Inc. |
ASIUQ |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
American First Financial, Inc. |
AFRS |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
American Locker Group Inc. |
ALGI |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
American Petro-Hunter, Inc. |
AAPH |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
American Sands Energy Corp. |
AMSE |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Ami James Brands, Inc. |
AJBI |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Ampal-American Israel Corp. |
AMPLQ |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Anpulo Food Development, Inc. |
ANPL |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Avant Diagnostics, Inc. |
AVDX |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Avantair, Inc. |
AAIR |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Bahamas Concierge Inc. |
BHRG |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Besra Gold, Inc. |
BSRAF |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Biofuels Power Corp. |
BFLS |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Bitzio, Inc. |
BTZO |
Added |
Grey Market - Caveat Emptor |
9/11/2018 |
CSA Holdings Inc. |
CSAXQ |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Ceelox Inc. |
CELO |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
China Ginseng Holdings, Inc. |
CSNG |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
China Health Resource, Inc. |
CHRI |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
China Logistics Group, Inc. |
CHLO |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Cloudweb, Inc. |
CLOW |
Added |
Pink Curent - Caveat Emptor |
9/13/2018 |
ColorStars Group |
CSTU |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Colorado Goldfields, Inc. |
CGFI |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
CorGreen Technologies Holding Corp. |
CGRT |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Coupon Express, Inc. |
CPXP |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Cross Click Media Inc. |
XCLK |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Cybergy Holdings, Inc. |
CYBG |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Cyclone Uranium Corp |
CYUR |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Delta Oil & Gas, Inc. |
DLTA |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Digital Creative Development Corp. |
DCDC |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
EMAV Holdings, Inc. |
EMAV |
Added |
Grey Market - Caveat Emptor |
9/11/2018 |
Eastern Resources, Inc. |
ESRI |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Endeavor IP, Inc. |
ENIP |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
Energy Quest, Inc. |
EQST |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Enerpulse Technologies, Inc. |
ENPTW |
Added |
Grey Market - Caveat Emptor |
9/11/2018 |
Enerpulse Technologies, Inc. |
ENPT |
Added |
Grey Market - Caveat Emptor |
9/11/2018 |
Entourage Mining Ltd. |
ENMGF |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Epic Stores Corp. |
EPSC |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
FastFunds Financial Corp. |
FFFC |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
First Asia Holdings Limited |
FAHLF |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
First Corp. |
FSTC |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
First Liberty Power Corp. |
FLPC |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
GeneSYS ID, Inc. |
GNID |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Genie Gateway |
GGWY |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Golden Global Corp. |
GLDG |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
Green Earth Technologies, Inc. |
GETG |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
HempAmericana, Inc. |
HMPQ |
Removed |
Pink Curent |
9/28/2018 |
I.I.S. Intelligent Information Systems Ltd. |
IISLF |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
INTREorg Systems, Inc. |
IORG |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Intellect Neurosciences, Inc. |
ILNS |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Jishanye Inc. |
JSHY |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Juniper Group, Inc. |
JUNP |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Kabe Exploration, Inc. |
KABX |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
LYFE Communications, Inc. |
LYFE |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Manasota Group, Inc. |
HZNB |
Added |
Grey Market - Caveat Emptor |
9/11/2018 |
MedPro Safety Products, Inc. |
MPSP |
Added |
Grey Market - Caveat Emptor |
9/14/2018 |
Mint Leasing, Inc. (The) |
MLES |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Multimedia Platforms, Inc. |
MMPWQ |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Munro Developments, Inc. |
MNRV |
Added |
Grey Market - Caveat Emptor |
9/13/2018 |
MyECheck, Inc. |
MYEC |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
NewLead Holdings, Ltd. |
NEWLF |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Next Fuel, Inc. |
NXFI |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Nutrastar International Inc. |
NUIN |
Added |
Grey Market - Caveat Emptor |
9/7/2018 |
OGL Hldgs Ltd |
OGLH |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Oakridge Global Energy Solutions, Inc. |
OGES |
Added |
Pink No Information - Caveat Emptor |
9/28/2018 |
Omega Commercial Finance Corp. |
OCFN |
Added |
Grey Market - Caveat Emptor |
9/24/2018 |
One2One Living Corp. |
LOVI |
Added |
Grey Market - Caveat Emptor |
9/14/2018 |
Ournett Holdings, Inc. |
ORNT |
Added |
Grey Market - Caveat Emptor |
9/14/2018 |
PSM Holdings, Inc. |
PSMH |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Pegasi Energy Resources Corp. |
PGSI |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Petron Energy II, Inc. |
PEII |
Added |
Grey Market - Caveat Emptor |
9/7/2018 |
Petrosonic Energy, Inc. |
PSON |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Power Efficiency Corp. |
PEFF |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
Prospect Global Resources Inc. |
PGRX |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Quantitative Alpha Trading, Inc. |
QATSF |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
RJS Development, Inc. |
RJSD |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
ROI Land Investments Ltd. |
ROII |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Rackwise, Inc. |
RACK |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Redpoint Bio Corp. |
RPBC |
Added |
Grey Market - Caveat Emptor |
9/24/2018 |
Revolutions Medical Corp. |
RMCP |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Robertson Global Health Solutions Corp. |
RHSC |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
STW Resources Holding Corp |
STWSQ |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Saga Energy, Inc. |
SAGA |
Added |
Grey Market - Caveat Emptor |
9/7/2018 |
Sanguine Corp. |
SGUI |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
Saratoga Resources, Inc. |
SARA |
Added |
Grey Market - Caveat Emptor |
9/7/2018 |
Satya Worldwide Inc. |
GSEG |
Added |
Grey Market - Caveat Emptor |
9/10/2018 |
Sector 10, Inc. |
SECI |
Added |
Pink Limited - Caveat Emptor |
9/26/2018 |
Silver Dragon Resources, Inc. |
SDRG |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
Stallion Synergies Inc |
SSYR |
Added |
Grey Market - Caveat Emptor |
9/13/2018 |
Starfield Resources Inc. |
SRFDF |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Sunergy, Inc. |
SNEY |
Added |
Grey Market - Caveat Emptor |
9/13/2018 |
SwissINSO Holding Inc. |
SWHN |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Sydys Corp. |
SYYC |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Synergetics, Inc. |
SYNG |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
T3 Motion Inc. |
TTTM |
Added |
Grey Market - Caveat Emptor |
9/18/2018 |
TLC Vision Corp. |
TLCVF |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
Talon Real Estate Holding Corp. |
TALR |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
The MaryJane Group, Inc. |
MJMJ |
Added |
Grey Market - Caveat Emptor |
9/24/2018 |
Tianyin Pharmaceutical Co., Inc. |
TPIY |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
Titanium Healthcare, Inc. |
TIHC |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
U.S. Precious Metals, Inc. |
USPR |
Added |
Grey Market - Caveat Emptor |
9/7/2018 |
Uni Core Holdings Corporation |
UCHC |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Unigene Laboratories, Inc. |
UGNEQ |
Added |
Grey Market - Caveat Emptor |
9/14/2018 |
Virtual Sourcing, Inc. |
PGCX |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
Wild Craze, Inc. |
WILD |
Added |
Grey Market - Caveat Emptor |
9/14/2018 |
WindStream Technologies, Inc. |
WSTI |
Added |
Grey Market - Caveat Emptor |
9/21/2018 |
WordLogic Corp. |
WLGC |
Added |
Grey Market - Caveat Emptor |
9/19/2018 |
ZAP |
ZAAP |
Added |
Grey Market - Caveat Emptor |
9/12/2018 |
eLayaway, Inc. |
ELAY |
Added |
Grey Market - Caveat Emptor |
9/6/2018 |
eMONEco, Inc. |
EMON |
Added |
Grey Market - Caveat Emptor |
9/20/2018 |
About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.
Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.
About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.
To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.
OTC Link ATS and OTC Link ECN are operated by OTC Link LLC, member FINRA/SIPC and SEC regulated ATS.
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Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, [email protected]
SOURCE OTC Markets Group Inc.
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