Protiviti Webinar: Regulatory Hot Topics for Financial Services in 2014

Financial services experts to discuss key regulatory issues and developments for internal audit and compliance professionals

Jan 23, 2014, 15:19 ET from Protiviti

MENLO PARK, Calif., Jan. 23, 2014 /PRNewswire/ --

WHAT:

A webinar to identify and discuss top 2014 regulatory issues and developments for compliance, risk, and internal audit professionals in financial services.




Protiviti regulatory experts, including managing director Tim Long, who is a former OCC regulator, serving most recently as senior deputy comptroller for bank supervision policy and chief national bank examiner, will examine topics that include:




Anti-money laundering and sanctions


Broker-dealers and investment advisers


Consumer financial lending and deposit products


The impact of the current regulatory environment on compliance and internal audit organizations




One CPE credit will be provided to qualifying attendees.




WHEN:

Wednesday, January 29, 2014


10:00 a.m. PST/1:00 p.m. EST (duration approx. 60 minutes)




WHERE:

Register: http://www.protiviti.com/webinars




WHO:

Protiviti speakers include:





Tim Long, managing director, leader of U.S. regulatory practice


Scott Jones, managing director, leader of financial services internal audit practice


John Atkinson, director, regulatory practice


Steven Stachowicz, director, regulatory practice


Nicole Weber, associate director, regulatory practice

(Logo: http://photos.prnewswire.com/prnh/20090115/AQTH541LOGO)

SOURCE Protiviti



RELATED LINKS

http://www.protiviti.com