"SEC rule 17a-4 is the de facto piece of legislation used by everyone in the industry," said Allan Lonz, President of AdvisorVault. "Compliance officers, regulators, tech staff and third party providers use 17a-4 as their guide. However, the rule is complex; it spans over 65 pages with dozens of updates and amendments. Our new site brings it all together, providing everything needed to achieve 17a-4 compliance," Lonz added.
Consolidated D3P: Introduction to Consolidate Designated Third Party™ or D3P service: A unique turnkey approach from AdvisorVault that contains everything needed to outsource 17a-4 compliance.
Free White Paper Downloads: A Data Compliance Guide for Small Firms: Understanding Data Backup and Archiving, and Consolidating the 17a-4 Data Archiving Service.
Data Compliance FAQs: How Do Small FINRA Firms Outsource 17a-4? How Can FINRA Firms Make the Cloud 17a-4 Compliant? What Are the Key Features of an Effective 17a-4 Data Backup and Archiving Solution?
Remote Archiving Technology: Details remote data archiving - the cornerstone to making dispersed data SEC compliant with fully outsourced, inexpensive protection for all data formats.
Making the Cloud Compliant: Explains how to make the most popular cloud platforms such as Dropbox, Office 365, the Google Suite, and Amazon 17a-4 compliant to create a fully compliant paperless office.
AdvisorVault is the only third-party provider that has created a complete solution to achieve compliance within the demands of SEC rule 17a-4. The product includes software to remotely archive data contained in books and records, emails, and any other critical data needed for disaster recovery. In addition, AdvisorVault provides all the tools necessary to supervise and download archived records from a centralized secure web interface, which will keep compliance officers and auditors happy in order to ensure the highest level of client confidence at all times.
To request a demo of AdvisorVault solution, click on the link below:
Toll-free 1-866-732-1407 ex 1
PRLog ID: www.prlog.org/12593656
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