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CFP Board Discloses Bankruptcies By CFP® Professionals

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WASHINGTON, Nov. 15, 2013 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.

CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.

The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.

This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the second and third quarters of 2013. The release of the information below does not constitute discipline of these individuals and is provided only for purpose of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.

NAME

LOCATION

STATE

BANKRUPTCY TYPE

FILING DATE

Ms. Beverly Bailey

Albuquerque

NM

Personal

December 19, 2012

Mr. Anthony L. Bauer

St. Paul

MN

Personal

May 21, 2009

Ms. Jennifer Lynn Berdell

Richmond

VA

Personal

March 1, 2011

Mr. Jack Anthony Biedebach

Santa Ana

CA

Personal

April 19, 2011

Ms. Debra Curry

Santa Ana

CA

Personal

March 30, 2012

Mr. Gary B. Davis

Palm Beach

FL

Personal

October 14, 2009

Ms. B. Kathleen Dvorchak

Denver

CO

Personal

July 6, 2010

Mr. James F. Foster

Reno

NV

Personal

January 16, 2011

Mr. Richard A. Funk

Austin

TX

Personal

September 17, 2009

Ms. Jennifer Anne Girling

Miami

FL

Personal

May 17, 2010

Mr. Jorge Gutierrez

Miami

FL

Personal

June 30, 2010

Mr. Daniel Haines, Jr.

Bridgeport

CT

Personal

August 23, 2011

Ms. Kristin C. Harad

San Francisco

CA

Personal

December 18, 2010

Mr. Kenneth Earl Hayes, Jr.

Knoxville

TN

Personal

June 11, 2010

Ms. Jill Henson

Kenosha

WI

Personal

May 24, 2012

Mr. Jeffrey Katz

Hunt Valley

MD

Personal

February 6, 2008

Mr. Kenneth R. Kendall

Sherman

TX

Personal

September 17, 2011

Ms. Beverly Millard Ketel

Manchester

NH

Personal

October 9, 2009

Mr. Kyle C. Lamond

Orlando

FL

Personal

March 25, 2013

Mr. Don C. Larson

Phoenix

AZ

Personal

January 26, 2012

Mr. Sidney Lee                              

Greenbelt

MD

Personal

November 13, 2009

Mr. David B. MacLaren

Winston Salem

NC

Personal

January 16, 2009

Mr. Joseph Nelligan

Philadelphia

PA

Personal

September 6, 2012

Ms. Anita Nickerson

Phoenix

AZ

Personal

July 30, 2010

Ms. Mary Lynn Van Nostrand

San Diego

CA

Personal

April 29, 2011

Mr. Michael Allen Olsen

Chicago

IL

Personal

December 23, 2008

Mr. Jeffrey Olson

Ft. Myers

FL

Personal

September 28, 2008

Mr. Thomas John Preston

Detroit

MI

Personal

December 27, 2010

Mr. Bryce Pribyl

Phoenix

AZ

Personal

June 12, 2008

Ms. Carey A. Rokovich

Phoenix

AZ

Personal

December 30, 2008

Mr. Mark R. Shull

Los Angeles

CA

Personal

March 7, 2010

Mr. Daniel E. Sigman

Rockford

IL

Personal

January 28, 2012

Mr. Daniel W. Slot

Grand Rapids

MI

Personal

October 26, 2009

Mr. Napoleon Pamor Sta Ana, Jr.

Chicago

IL

Personal

June 19, 2009

Mr. Bruce Starks

Dunwoody

GA

Personal

April 22, 2011

Mr. Lawrence P. Strzelecki

Chicago

IL

Personal

April 8, 2010

Ms. Patricia Ann Tanner

Oakland

CA

Personal

September 27, 2011

Mr. John M. Tiddy

Charlotte

NC

Personal

April 14, 2009

Mr. Nicolas S. Toadvine

Tampa

FL

Personal

October 31, 2012

Mr. Jeffrey Untersee

Tyler

TX

Personal

July 1, 2008

Mr. James E. Van Meter

Reno

NV

Personal

December 19, 2012

Mr. Marcus A. Winbush

St. Paul

MN

Personal

April 30, 2013

ABOUT CFP BOARD

The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.  CFP Board currently authorizes nearly 69,000 individuals to use these marks in the U.S.

SOURCE Certified Financial Planner Board of Standards, Inc.



RELATED LINKS
http://www.cfp.net

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