NEW YORK, March 28, 2017 /PRNewswire/ -- Compliance Risk Concepts (CRC) has welcomed Wall Street veteran Jeanine Oburchay to lead its new on-call outsourced Research Supervisory Analyst solution. Ms. Oburchay, who spent more than a decade as a publishing analyst and Research Supervisory Analyst with firms such as Oppenheimer, BT Securities and Wachovia Securities, brings a wealth of in-house, sell-side Research experience to her new role.
Mitch Avnet, CRC's Managing Partner and CEO, said, "The addition of the Research Supervisory Analyst vertical to our product platform is a natural progression of CRC's core objective to provide top tier compliance professional services to the broker-dealer community. We're fortunate that Jeanine is with us to provide yet another way for our clients to significantly lower operating costs without sacrificing quality."
David Amster, CRC's Head of Fund and Dealer Advisory, said, "We're thrilled that Jeanine has chosen to partner with CRC to establish our Research Supervisory Analyst practice. CRC's mission is to offer best-in-class support to its clients, and Jeanine comfortably exceeds that threshold. Jeanine is a very special talent who will add tremendous value to clients that operate in the Research space."
In addition to classic research review and approval, Ms. Oburchay will also assist with documenting and retaining analyst public appearances records, chaperoning interactions between analysts and investment banking or trading personnel, overseeing issuer pre-publication fact-checking exercises and managing periodic analyst certification requirements (e.g., quarterly Reg AC).
Ms. Oburchay said, "I'm really excited to join the world-class group of regulatory experts that Mitch and David have assembled. As research - and the regulatory environment that surrounds it - evolves, the need for experienced compliance support is increasingly vital. A former publishing analyst, I bring a unique perspective to supporting the research function. I'm looking forward to working with analysts and research directors to help optimize their effectiveness and protect their franchises."
Headquartered in NYC and offices in NJ, Chicago & Houston, the Compliance Risk Concepts team of senior compliance consultants & executives provide clients with the critical skills and expertise required to establish & maintain a balanced and effective compliance operational risk management program. To learn more visit: http://compliance-risk.com
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SOURCE Compliance Risk Concepts