NEW YORK, April 1, 2015 /PRNewswire/ -- Convergex, an agency-focused global brokerage and trading related services provider, today announced the appointment of Ann Neidenbach as its new Chief Information Officer (CIO). Ms. Neidenbach is a well-known technology expert with more than twenty-five years of experience in the global financial services industry.
"The financial industry continues to evolve at a very rapid pace requiring firms like ours to constantly introduce innovative new products and services to clients," said Eric Noll, Convergex president and chief executive officer. "I have great confidence in Ann's ability to help us shape and execute on a technology vision that supports our agency-focused brokerage business."
In her role as CIO, Ms. Neidenbach will be responsible for Convergex's software development, information services, business processes and technical infrastructure. She will also be a member of the company's Executive Committee contributing to business strategy.
Prior to joining Convergex, Ms. Neidenbach was Senior Vice President of Market Systems at Nasdaq. In this role she led a team of expert architects and engineers developing and delivering innovative electronic trading, clearing, market data and index solutions. Earlier in her career, when she was first at Nasdaq, Ms. Neidenbach held other senior positions including SVP Global Products and Services and COO/CIO of Nasdaq Europe. Prior to Nasdaq, Ms. Neidenbach held senior positions at Citi as Managing Director of Electronic Trading Technology where she was responsible for overseeing the technology for equity and options electronic execution, algorithmic trading and electronic market making and as Chief Operating Officer for Lava Trading.
About Convergex
Convergex is an agency-focused global brokerage and trading related services provider. In the U.S., Convergex offers products and services through Convergex Execution Solutions LLC (member NYSE/FINRA/NFA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); and Convergex Solutions LLC, of which Connex, Jaywalk and LDB are divisions. In London, Convergex operates through Convergex Limited, which is incorporated in England and Wales (registered with company number 06262150). Convergex Limited is authorized and regulated by the Financial Conduct Authority (FCA) of the United Kingdom.
Convergex provides brokerage services primarily on an agency basis, but may operate in a riskless principal and/or net trading capacity, and in connection with certain ETF or ADR transactions, may act as principal or engage in hedging strategies in connection with such transactions. Convergex does not engage in market making or investment banking activities, other than as a selling group member.
The material, data and information (collectively "Convergex Information") that is available from Convergex is intended for institutional investor use only; is for informational purposes only; is subject to change at any time; is not intended to provide tax, legal or investment advice; and does not constitute a solicitation or offer to purchase or sell securities. Convergex Information is believed to be reliable, but Convergex does not warrant its completeness or accuracy and Convergex assumes no duty to update such information. Clients should read their account agreement(s) and documentation with Convergex carefully as those documents contain important information and disclosures about the products or services covered thereby. Convergex is not responsible for third-party information or services, including market data from the exchanges. (Rev. 4/1/15)
Please be advised that options carry a high level of risk and are not suitable for all investors. To receive a copy of the Options Disclosure Document, please contact the Convergex Compliance Department at (800) 367-8998.
Contact:
Michael Kingsley
[email protected]
212.468.7713
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SOURCE Convergex
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