Kelli Annequin is currently Convergex's Chief Marketing Officer and is a member of the firm's Executive Committee. With over 20 years of marketing experience in the global financial services industry, Ms. Annequin is responsible for all global marketing and communications initiatives across all Convergex's businesses in the U.S. and Europe and is also the founder of Convergex's Women's Network – LINK.
Shari Grant is currently Senior Vice President of Convergex's Global Clearing and Prime Services team. Ms. Grant joined Convergex in 2005 and was a member of Convergex's Sales Trading desk for over 8 years prior to transitioning to the Prime Brokerage team in 2013. With almost 25 years of sales experience, Ms. Grant heads the Northeast Region for Convergex Prime Services where she is responsible for Sales and Business Development of Convergex's Prime Brokerage and Clearing Services.
Ann Neidenbach is a well-respected technology expert with more than 25 years of experience in the global financial services industry. As Convergex's Chief Information Officer and a member of the firm's Executive Committee, Ms. Neidenbach is responsible for leading all of Convergex's software development, information services, business processes and technical infrastructure. She is a member of the CTA/UTP SIP Advisory Committee and also serves on the Paxos BankChain Steering Committee.
Convergex is an agency-focused global brokerage and trading related services provider that takes on the industry's toughest challenges, from complicated trades to complex businesses. With clients' interests as the top priority, Convergex delivers comprehensive solutions that span global high-touch and electronic trading, options technologies, prime brokerage, clearing, commission management and beyond. Headquartered in New York with a presence in several other locations including Atlanta, Boston, Chicago, Orlando, San Francisco and London, the company serves nearly 3,000 clients accessing over 100 global market centers.
Convergex is an agency-focused global brokerage and trading related services provider. In the U.S., Convergex offers products and services through Convergex Execution Solutions LLC (member NYSE/FINRA/NFA/SIPC), of which Convergex Prime Services is a division; Westminster Research Associates LLC (member FINRA/SIPC); and Convergex Solutions LLC, of which Jaywalk and LDB are divisions. In London, Convergex operates through Convergex Limited, which is incorporated in England and Wales (registered with company number 06262150). Convergex Limited is authorized and regulated by the Financial Conduct Authority (FCA) of the United Kingdom.
Convergex provides brokerage services primarily on an agency basis, but may operate in a riskless principal and/or net trading capacity, and in connection with certain ETF or ADR transactions, may act as principal or engage in hedging strategies. Convergex does not engage in market making or investment banking activities, other than as a selling group member.
The material, data and information (collectively "Convergex Information") that is available from Convergex is intended for institutional investor use only; is for informational purposes only; is subject to change at any time; is not intended to provide tax, legal or investment advice; and does not constitute a solicitation or offer to purchase or sell securities. Convergex Information is believed to be reliable, but Convergex does not warrant its completeness or accuracy and Convergex assumes no duty to update such information. Clients should read their account agreement(s) and documentation with Convergex carefully as those documents contain important information and disclosures about the products or services covered thereby. Convergex is not responsible for third-party information or services, including market data from the exchanges. (Rev. 4/1/15)
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